D E FREY GROUP INC S-1
S-1 · D E FREY GROUP INC · Filed Oct 5, 1999
Documents
- S-1Primary
D.E. FREY GROUP, INC. - FORM S-1
- EX-1.1
FORM OF UNDERWRITING AGREEMENT
- EX-1.3
AGREEMENT AMONG UNDERWRITERS
- EX-1.5
UNDERWRITER'S WARRANT AGREEMENT
- EX-3.1
AMEND/RESTATE CERT OF INC
- EX-4.2
10% SENIOR SUB PROMISSORY NOTE
- EX-10.1
OFFICER'S INCENTIVE COMPENSATION AGREEMENT
- EX-10.2
EMPLOYMENT AGREEMENT, AS A&R-DE FREY
- EX-10.3
FORM OF NONCOMPETITION/SOLICITATION
- EX-10.4
1992 STOCK OPTION PLAN
- EX-10.5
1995 STOCK PURCHASE PLAN
- EX-10.6
RECRUITING AGREEMENT
- EX-10.7
FORM OF INVEST PROF AGR
- EX-10.8
FORM OF BRANCH OFFICE AGR
- EX-10.9
DEF FUND OPERATING AGR
- EX-10.10
CSC CLEARING AGR
- EX-10.11
SENIOR DEBT AGR-5/99
- EX-10.12
SENIOR DEBT AGR-8/99
- EX-10.13
SENIOR DEBT PLEDGE AGR
- EX-10.14
BRIDGE LOAN AGR
- EX-21
SUBSIDIARIES OF REGISTRANT
- EX-23.1
CONSENT OF HEIN & ASSOC
- EX-27
FINANCIAL DATA SCHEDULE