4//SEC Filing
Dean Lia 4
Accession 0000927628-23-000094
CIK 0000927628other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:09 PM ET
Size
8.4 KB
Accession
0000927628-23-000094
Insider Transaction Report
Form 4
Dean Lia
Pres, Banking & Prem. Products
Transactions
- Tax Payment
Common Stock
2023-02-15$114.63/sh−962$110,274→ 51,701 total - Tax Payment
Common Stock
2023-02-15$114.63/sh−923$105,803→ 50,778 total - Tax Payment
Common Stock
2023-02-15$114.63/sh−1,006$115,318→ 49,884 total
Footnotes (4)
- [F1]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.
- [F2]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.
- [F3]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.
- [F4]Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
Documents
Issuer
CAPITAL ONE FINANCIAL CORP
CIK 0000927628
Entity typeother
Related Parties
1- filerCIK 0001741273
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 4:09 PM ET
- Size
- 8.4 KB