Insider · CIK 0001741273

Dean Lia

Reports to the SEC for 1 company · MCLEAN, VA

sec.gov

Transactions

Companies

Filings

CIK

0001741273

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-10-15	COFCAPITAL ONE FINANCIAL CORPS Sale	Pres, Banking & Prem. Products	SSale	−1,887 sh	$195.86	−$370K	59,308
2026-09-15	COFCAPITAL ONE FINANCIAL CORPS Sale	Pres, Banking & Prem. Products	SSale	−2,066 sh	$206.07	−$426K	61,195
2026-08-17	COFCAPITAL ONE FINANCIAL CORPS Sale	Pres, Banking & Prem. Products	SSale	−2,192 sh	$225.52	−$494K	63,262
2026-08-17	COFCAPITAL ONE FINANCIAL CORPS Sale	Pres, Banking & Prem. Products	SSale	−1 sh	$225.92	−$225.92	63,261
2026-04-01	COFCAPITAL ONE FINANCIAL CORPS Sale	Pres, Banking & Prem. Products	SSale	−1,692 sh	$185.61	−$314K	65,454
2026-03-09	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+8,094 sh	—	—	71,202
2026-03-09	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−4,056 sh	$185.73	−$753K	67,146
2026-03-02	COFCAPITAL ONE FINANCIAL CORPS Sale	Pres, Banking & Prem. Products	SSale	−3,284 sh	$191.00	−$627K	63,108
2026-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−1,262 sh	$207.37	−$262K	68,900
2026-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−1,445 sh	$207.37	−$300K	67,455
2026-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−1,129 sh	$207.37	−$234K	66,326
2026-02-04	COFCAPITAL ONE FINANCIAL CORPS Sale	Pres, Banking & Prem. Products	SSale	−3,284 sh	$223.68	−$735K	70,162
2026-02-03	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+6,682 sh	—	—	73,446
2026-01-02	COFCAPITAL ONE FINANCIAL CORPS Sale	Pres, Banking & Prem. Products	SSale	−3,163 sh	$244.35	−$773K	66,692
2025-12-01	COFCAPITAL ONE FINANCIAL CORPS Sale	Pres, Banking & Prem. Products	SSale	−3,269 sh	$218.15	−$713K	69,855
2025-06-03	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+12.8K sh	—	—	73,124
2025-03-10	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+7,554 sh	—	—	64,057
2025-03-10	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−3,785 sh	$163.87	−$620K	60,344
2025-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−1,019 sh	$202.16	−$206K	59,619
2025-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−1,487 sh	$202.16	−$301K	58,132
2025-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−1,629 sh	$202.16	−$329K	56,503
2025-02-04	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+6,758 sh	—	—	60,638
2024-05-01	COFCAPITAL ONE FINANCIAL CORPS Sale	Pres, Banking & Prem. Products	SSale	−15.5K sh	$143.00	−$2.21M	53,810
2024-03-11	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+13.2K sh	—	—	75,885
2024-03-11	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−6,595 sh	$138.46	−$913K	69,290
2024-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−939 sh	$136.36	−$128K	65,148
2024-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−1,006 sh	$136.36	−$137K	64,142
2024-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−1,523 sh	$136.36	−$208K	62,619
2024-02-01	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+9,753 sh	—	—	66,087
2023-03-01	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+12.7K sh	—	—	62,559
2023-03-01	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−6,348 sh	$108.58	−$689K	56,211
2023-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−962 sh	$114.63	−$110K	51,701
2023-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−923 sh	$114.63	−$106K	50,778
2023-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−1,006 sh	$114.63	−$115K	49,884
2023-01-26	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+10.8K sh	—	—	52,663
2022-03-11	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+11.8K sh	—	—	47,558
2022-03-11	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−5,703 sh	$130.09	−$742K	41,855
2022-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−694 sh	$158.89	−$110K	37,608
2022-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−896 sh	$158.89	−$142K	36,712
2022-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−1,044 sh	$158.89	−$166K	35,668
2022-02-03	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+8,605 sh	—	—	38,302
2021-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−471 sh	$117.75	−$55.5K	31,061
2021-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−696 sh	$117.75	−$82K	30,365
2021-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−895 sh	$117.75	−$105K	29,470
2021-02-04	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+7,892 sh	—	—	31,532
2020-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−462 sh	$102.64	−$47.4K	24,854
2020-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−568 sh	$102.64	−$58.3K	24,286
2020-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−1,010 sh	$102.64	−$104K	23,276
2020-01-30	COFCAPITAL ONE FINANCIAL CORPA Award	Pres, Banking & Prem. Products	AAward	+8,075 sh	—	—	25,196
2019-02-15	COFCAPITAL ONE FINANCIAL CORPF Tax Payment	Pres, Banking & Prem. Products	FTax Payment	−469 sh	$81.57	−$38.3K	17,833

Recent filings

Accepted (ET)
Oct 194
Dean Lia0001741273-26-000022
SEC(opens sec.gov)
Sep 164
Dean Lia0001741273-26-000020
SEC(opens sec.gov)
Aug 184
Dean Lia0001741273-26-000017
SEC(opens sec.gov)
Apr 34
Dean Lia0001741273-26-000015
SEC(opens sec.gov)
Mar 114
Dean Lia0001741273-26-000013
SEC(opens sec.gov)
Mar 34
Dean Lia0001741273-26-000011
SEC(opens sec.gov)
Feb 184
Dean Lia0001741273-26-000009
SEC(opens sec.gov)
Feb 54
Dean Lia0001741273-26-000007
SEC(opens sec.gov)
Jan 64
Dean Lia0001741273-26-000003
SEC(opens sec.gov)
Dec 34
Dean Lia0001741273-25-000006
SEC(opens sec.gov)
Jun 54
Dean Lia0000927628-25-000209
SEC(opens sec.gov)
Mar 124
Dean Lia0000927628-25-000113
SEC(opens sec.gov)
Feb 194
Dean Lia0000927628-25-000083
SEC(opens sec.gov)

Companies

CAPITAL ONE FINANCIAL CORPPres, Banking & Prem. ProductsCOF

Address

1680 CAPITAL ONE DRIVE

MCLEAN, VA, 22102