4//SEC Filing
Dean Lia 4
Accession 0000927628-23-000137
CIK 0000927628other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 4:09 PM ET
Size
6.7 KB
Accession
0000927628-23-000137
Insider Transaction Report
Form 4
Dean Lia
Pres, Banking & Prem. Products
Transactions
- Award
Common Stock
2023-03-01+12,675→ 62,559 total - Tax Payment
Common Stock
2023-03-01$108.58/sh−6,348$689,266→ 56,211 total
Footnotes (2)
- [F1]These shares were earned pursuant to an award of performance shares granted on January 30,2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
- [F2]These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
Documents
Issuer
CAPITAL ONE FINANCIAL CORP
CIK 0000927628
Entity typeother
Related Parties
1- filerCIK 0001741273
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 4:09 PM ET
- Size
- 6.7 KB