Allen Denise Danielle 4
4 · FLOTEK INDUSTRIES INC/CN/ · Filed Apr 21, 2021
Insider Transaction Report
Form 4
Allen Denise Danielle
SVP & Chief of Staff
Transactions
- Award
Common Shares
[F1]2021-04-19+125,000→ 409,307 total - Award
Stock Option
[F2]2021-04-19+93,750→ 93,750 totalExercise: $1.44Exp: 2031-04-19→ Common Shares (93,750 underlying) - Award
Stock Option
[F3]2021-04-19+93,750→ 187,500 totalExercise: $1.44Exp: 2031-04-19→ Common Shares (93,750 underlying)
Footnotes (3)
- [F1]Restricted shares that vest ratably over four years from date of grant.
- [F2]Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7.
- [F3]Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24.
Signature
/s/ Nicholas J. Bigney, as attorney-in-fact|2021-04-21