ROTH JOHN M 4
4 · El Pollo Loco Holdings, Inc. · Filed Aug 8, 2023
Insider Transaction Report
Form 4
ROTH JOHN M
Director
Transactions
- Sale
Common Stock
2023-08-07$10.63/sh−2,467,000$26,224,210→ 2,994,251 total(indirect: See Notes) - Sale
Common Stock
2023-08-07$10.63/sh−33,000$350,790→ 40,052 total(indirect: See Notes)
Holdings
- 36,974
Common Stock
Footnotes (4)
- [F1]Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner").
- [F2]Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner.
- [F3]Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.
- [F4]Amount includes 9,934 restricted shares granted under the Issuer's Equity Incentive Plan on May 9, 2023, vesting in full on the first anniversary of the date of grant.