SEI INVESTMENTS CO·4

Dec 19, 5:40 PM ET

GUARINO CARL 4

4 · SEI INVESTMENTS CO · Filed Dec 19, 2023

Insider Transaction Report

Form 4
Period: 2023-12-15
GUARINO CARL
Director
Transactions
  • Award

    Option to Purchase Common Stock

    2023-12-15+4,0004,000 total
    Exercise: $62.00Exp: 2033-12-15Common Stock (4,000 underlying)
  • Award

    Common Stock

    2023-12-15+1,00011,431 total
  • Award

    Option to Purchase Common Stock

    2023-12-15+4,0004,000 total
    Exercise: $62.00Exp: 2033-12-15Common Stock (4,000 underlying)
Holdings
  • Common Stock

    (indirect: By Children)
    400
Footnotes (4)
  • [F1]Restricted stock units subject to vesting.
  • [F2]Received as compensation for Board service.
  • [F3]Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
  • [F4]Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.

Documents

1 file
  • 4
    form4.xmlPrimary