NODELMAN OLEG 4/A
4/A · Nuvation Bio Inc. · Filed Sep 22, 2023
Insider Transaction Report
Form 4/AAmended
NODELMAN OLEG
DirectorCEO and Chairman of the Board
Transactions
- Purchase
Class A Common Stock
2023-09-19$1.26/sh+5,143,000$6,460,637→ 12,504,675 total(indirect: See Notes) - Purchase
Class A Common Stock
2023-09-20$1.36/sh+117,100$159,490→ 12,621,775 total(indirect: See Notes) - Purchase
Class A Common Stock
2023-09-21$1.36/sh+53,000$72,138→ 12,674,775 total(indirect: See Notes)
Footnotes (5)
- [F1]EcoR1 Capital, LLC ("EcoR1") is the investment adviser to EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and EcoR1 Venture Opportunity Fund, L.P. ("Venture Fund"). EcoR1 is the general partner of Capital Fund and Qualified Fund, and Biotech Opportunity GP, LLC ("Biotech") is the general partner of Venture Fund. Mr. Nodelman is the manager and controlling owner of EcoR1 and Biotech. The funds hold these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owns them as the investment adviser to the funds. Mr. Nodelman indirectly beneficially owns them as the control person of EcoR1. The reporting persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- [F2]Qualified Fund is the record holder of these securities.
- [F3]On 9/21/2023, the reporting persons filed a Form 4 (the "Original Form 4") that inadvertently identified the date of this transaction as 2/19/2023. As reported in this amendment, the date of this transaction was 9/19/2023. The Original Form 4 also inadvertently identified the date of the earliest transaction reported in the Original Form 4 as 2/19/2023. As reported in this amendment, the date of the earliest transaction was 9/19/2023.
- [F4]The Original Form 4 inadvertently identified the date of this transaction as 2/20/2023. As reported in this amendment, the date of this transaction was 9/20/2023.
- [F5]Original Form 4 inadvertently identified the date of this transaction as 2/21/2023. As reported in this amendment, the date of this transaction was 9/21/2023.