THOMAS WILLIAM E 4
4 · PROVIDENT FINANCIAL HOLDINGS INC · Filed Mar 11, 2021
Insider Transaction Report
Form 4
THOMAS WILLIAM E
Director
Transactions
- Sale
Common Stock, Par Value $0.01
2021-03-10$16.90/sh−8,807$148,838→ 105,741 total - Exercise/Conversion
Common Stock, Par Value $0.01
2021-03-10$7.43/sh+20,000$148,600→ 114,548 total - Exercise/Conversion
Option to Purchase Common Stock
2021-03-10−20,000→ 35,000 totalExercise: $7.43From: 2015-06-20Exp: 2021-06-20→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]Mr. Thomas exercised 20,000 options to acquire 20,000 shares of common stock under Provident's 2010 Equity Incentive Plan which vested on June 20, 2015.
- [F2]The total ownership of 105,741 shares includes 10,571 shares in the William E. Thomas, Inc. Profit Sharing Plan and 4,075 shares in a living trust as to which the reporting person is the sole trustee with power of appointment.
- [F3]Mr. Thomas has previously been granted 20,000 options to acquire 20,000 shares of common stock under Provident's 2013 Equity Incentive Plan. Fifty percent of the grant vests on September 30, 2016, fifty percent of the grant vests on September 30, 2018, and the entire grant expires on September 30, 2024. Additionally, Mr. Thomas has previously been granted 15,000 options to acquire 15,000 shares of common stock under Provident' s 2013 Equity Incentive Plan. Fifty percent of the grant vests on May 30, 2021, fifty percent of the grant vests on May 30, 2023, and the entire grant expires on May 30, 2029.