4//SEC Filing
KAUFMAN SCOTT D 4
Accession 0000939798-22-000006
CIK 0001162896other
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 5:23 PM ET
Size
13.3 KB
Accession
0000939798-22-000006
Insider Transaction Report
Form 4
KAUFMAN SCOTT D
DirectorChairman, CEO and President
Transactions
- Award
Series A Preferred Stock
2022-03-31+3,409→ 9,659 totalFrom: 2022-03-31→ Common Stock (194,800 underlying)
Holdings
- 1,202,523
Common Stock
- 9,659
Series A Preferred Stock
→ Common Stock (551,942 underlying) - 37,500
Options
Exercise: $0.25From: 2020-08-03Exp: 2025-08-03→ Common Stock (37,500 underlying) - (indirect: See Footnote 4.)
Convertible Debenture
Exercise: $0.17From: 2019-12-19Exp: 2022-12-31→ Common Stock (14,267,714 underlying) - 4,285,174(indirect: See Footnote 4.)
Warrant
Exercise: $0.17From: 2019-12-19Exp: 2024-12-01→ Common Stock (4,285,174 underlying) - 2,625,000
Options
Exercise: $2.65From: 2021-12-01→ Common Stock (2,625,000 underlying)
Footnotes (4)
- [F1]Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.
- [F2]6,250 of the Preferred Shares became exercisable on 12/31/2021, and the balance became exercisable on 03/31/2022.
- [F3]Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 trading days reaches $2.50, $3.00, $3.50 and $4.00.
- [F4]Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control.
Documents
Issuer
Creek Road Miners, Inc.
CIK 0001162896
Entity typeother
Related Parties
1- filerCIK 0001312498
Filing Metadata
- Form type
- 4
- Filed
- Apr 11, 8:00 PM ET
- Accepted
- Apr 12, 5:23 PM ET
- Size
- 13.3 KB