4//SEC Filing
SUNEDISON, INC. 4
Accession 0000945436-14-000162
CIK 0000945436operating
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 4:39 PM ET
Size
35.0 KB
Accession
0000945436-14-000162
Insider Transaction Report
Form 4
SUNEDISON, INC.SUNE
Wuebbels Brian
EVP & CFO
Transactions
- Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-08-12$3.27/sh+30,133$98,535→ 178,417 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-08-12$11.63/sh+24,000$279,120→ 202,417 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-08-12$13.43/sh+20,000$268,600→ 222,417 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-08-12$2.13/sh+150,000$319,500→ 372,417 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-08-12$1.76/sh+40,000$70,400→ 462,864 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-08-12$15.99/sh+24,997$399,702→ 397,414 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-08-12$3.45/sh+6,250$21,563→ 422,864 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-08-12−49,333→ 98,667 totalExercise: $3.27Exp: 2022-09-18→ Common Stock (148,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-08-12−24,000→ 16,000 totalExercise: $11.63Exp: 2021-04-27→ Common Stock (40,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-08-12−24,997→ 3 totalExercise: $15.99Exp: 2020-04-20→ Common Stock (25,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-08-12−150,000→ 150,000 totalExercise: $2.13Exp: 2022-05-16→ Common Stock (300,000 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-08-12$3.27/sh+19,200$62,784→ 416,614 total - Tax Payment
Employee Stock Options (Right to Buy)
2014-08-12$20.81/sh−115,745$2,408,133→ 347,119 total - Sale
Employee Stock Options (Right to Buy)
2014-08-12$20.81/sh−198,835$4,136,862→ 148,284 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-08-12−6,250→ 6,250 totalExercise: $3.45Exp: 2022-04-25→ Common Stock (6,250 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-08-12−40,000→ 80,000 totalExercise: $1.76Exp: 2022-07-24→ Common Stock (40,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-08-12−20,000→ 0 totalExercise: $13.43Exp: 2019-01-20→ Common Stock (20,000 underlying)
Footnotes (10)
- [F1]Non-qualified Stock Options exercised were done during an open trading period
- [F10]The option to purchase 300,000 shares of common stock was awarded on May 16, 2012 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $2.13 per share in 25% increments over four years.
- [F2]This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $20.6848-$20.9848. Upon request by the SEC staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- [F3]The option to purchase 12,500 shares of common stock was awarded on April 25, 2012 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $3.45 per share in 25% increments over four years.
- [F4]The option to purchase 120,000 shares of common stock was awarded on July 24, 2012 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3. The option is a performance based option that will vest, if at all, in 33% increments if MEMC's stock achieves certain target market prices.
- [F5]The option expires on the tenth anniversary of the grant date, provided that if the target market prices are not achieved by the fifth anniversary of the grant date, the option will be cancelled.
- [F6]The option to purchase 20,000 shares of common stock was awarded on January 20, 2009 under the MEMC 2001 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $13.43 per share in 25% increments over four years.
- [F7]The option to purchase 148,000 shares of common stock was awarded on September 18, 2012 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3. The option is a performance based option that will vest, if at all, in 33% increments if MEMC's stock achieves certain target market prices.
- [F8]The option to purchase 40,000 shares of common stock was awarded on April 27, 2011 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $11.63 per share in 10%, 20%, 30% and 40% increments on April 27, 2012, April 27, 2013, April 27, 2014 and April 27, 2015, respectively.
- [F9]The option to purchase 25,000 shares of common stock was awarded on April 20, 2010 under the MEMC 2001 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $15.99 per share in 10%, 20%, 30% and 40% increments on April 20, 2011, April 20, 2012, April 20, 2013 and April 20, 2014, respectively.
Documents
Issuer
SUNEDISON, INC.
CIK 0000945436
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000945436
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 4:39 PM ET
- Size
- 35.0 KB