4//SEC Filing
SUNEDISON, INC. 4
Accession 0000945436-14-000194
CIK 0000945436operating
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 5:18 PM ET
Size
15.1 KB
Accession
0000945436-14-000194
Insider Transaction Report
Form 4
SUNEDISON, INC.SUNE
Herzberg Matthew E.
SVP & Chief HR Officer
Transactions
- Sale
Employee Stock Option (Right to Buy)
2014-11-26$22.60/sh−53,333$1,205,411→ 57,000 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-26$1.76/sh+53,333$93,866→ 110,333 total - Sale
Employee Stock Option (Right to Buy)
2014-11-26$22.58/sh−46,667$1,053,881→ 57,000 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-26$3.27/sh−46,667$152,601→ 150,333 totalExercise: $3.27Exp: 2022-09-18→ Common Stock (46,667 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-26$3.27/sh+46,667$152,601→ 103,667 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-26$1.76/sh−53,333$93,866→ 106,667 totalExercise: $1.76Exp: 2022-07-24→ Common Stock (53,333 underlying)
Footnotes (6)
- [F1]The exercise and sale of shares by Reporting Person were done during an open trading period.
- [F2]This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $22.565-$22.64. Upon request by the SEC staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- [F3]This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $22.54-$22.65. Upon request by the SEC staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- [F4]The option to purchase 160,000 shares of common stock was awarded on July 24, 2012 under the Amended and Restated SunEdison 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3. The option is a performance based option that will vest, if at all, in 33% increments if SunEdison's stock achieves certain target market prices.
- [F5]The option expires on the tenth anniversary of the grant date, provided that if the target market prices are not achieved by the fifth anniversary of the grant date, the option will be cancelled.
- [F6]The option to purchase 197,000 shares of common stock was awarded on September 18, 2012 under the Amended and Restated SunEdison 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3. The option is a performance based option that will vest, if at all, in 33% increments if SunEdison's stock achieves certain target market prices.
Documents
Issuer
SUNEDISON, INC.
CIK 0000945436
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000945436
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 5:18 PM ET
- Size
- 15.1 KB