4//SEC Filing
SUNEDISON, INC. 4
Accession 0000945436-15-000121
CIK 0000945436operating
Filed
May 13, 8:00 PM ET
Accepted
May 14, 4:40 PM ET
Size
21.1 KB
Accession
0000945436-15-000121
Insider Transaction Report
Form 4
SUNEDISON, INC.SUNE
DOMENECH CARLOS
Executive Vice President
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-05-12$3.27/sh−65,667$214,731→ 0 totalExercise: $3.27Exp: 2022-09-18→ Common Stock (65,667 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-05-12$3.27/sh+65,667$214,731→ 379,659 total - Sale
Employee Stock Option (Right to Buy)
2015-05-12$28.02/sh−65,667$1,839,727→ 313,992 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-05-12$3.45/sh+17,125$59,081→ 331,117 total - Sale
Employee Stock Option (Right to Buy)
2015-05-12$28.01/sh−17,125$479,711→ 313,992 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-05-12$1.76/sh+53,333$93,866→ 367,325 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-05-12$1.76/sh−53,333$93,866→ 0 totalExercise: $1.76Exp: 2022-07-24→ Common Stock (53,333 underlying) - Sale
Employee Stock Option (Right to Buy)
2015-05-12$28.02/sh−53,333$1,494,236→ 313,992 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-05-12$3.45/sh−17,125$59,081→ 198,625 totalExercise: $3.45Exp: 2022-04-25→ Common Stock (17,125 underlying)
Footnotes (8)
- [F1]The exercise and sale of shares by Reporting Person were done under a pre-planned 10b5-1 Plan entered into by Reporting Person.
- [F2]This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $27.621-$28.745. Upon request by the SEC staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- [F3]This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $27.62-$28.69. Upon request by the SEC staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- [F4]This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $27.63-$28.75. Upon request by the SEC staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- [F5]The option to purchase 197,000 shares of common stock was awarded on September 18, 2012 under the Amended and Restated SunEdison, Inc. 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3. The option is a performance based option that will vest, if at all, in 33% increments if Issuer's stock achieves certain target market prices.
- [F6]The option expires on the tenth anniversary of the grant date, provided that if the target market prices are not achieved by the fifth anniversary of the grant date, the option will be cancelled.
- [F7]The option to purchase 250,000 shares of common stock was awarded on April 25, 2012 under the Amended and Restated SunEdison, Inc. 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $3.45 per share in 25% increments on April 25, 2013, April 25, 2014, April 25, 2015 and April 25, 2016.
- [F8]The option to purchase 160,000 shares of common stock was awarded on July 24, 2012 under the Amended and Restated SunEdison, Inc. 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3. The option is a performance based option that will vest, if at all, in 33% increments if Issuer's stock achieves certain target market prices.
Documents
Issuer
SUNEDISON, INC.
CIK 0000945436
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000945436
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 4:40 PM ET
- Size
- 21.1 KB