3//SEC Filing
GREEN EARTH TECHNOLOGIES, INC 3
Accession 0000945555-16-000003
CIK 0001433966operating
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 2:04 PM ET
Size
16.8 KB
Accession
0000945555-16-000003
Insider Transaction Report
Form 3
VON ALLMEN DOUGLAS J
10% Owner
Holdings
- (indirect: By LLC)
Common Stock Purchase Warrant
Exercise: $0.21From: 2015-03-10Exp: 2019-03-31→ Common Stock (83,333 underlying) - (indirect: By D&L Partners, L.P.)
6% Secured Convertible Debenture
Exercise: $0.17From: 2012-10-02Exp: 2018-03-31→ Common Stock (5,882,353 underlying) - (indirect: By LLC)
6% Secured Convertible Debenture
Exercise: $0.06From: 2015-03-10Exp: 2018-03-31→ Common Stock (555,556 underlying) - 34,250,379(indirect: By D&L Partners, L.P.)
Common Stock
- (indirect: By D&L Partners, L.P.)
Common Stock Purchase Warrant
Exercise: $0.21From: 2012-10-04Exp: 2017-12-31→ Common Stock (2,941,176 underlying) - (indirect: By D&L Partners, L.P.)
Common Stock Purchase Warrant
Exercise: $0.21From: 2014-05-14Exp: 2019-03-31→ Common Stock (175,000 underlying) - 5,100,130
Common Stock
- (indirect: By D&L Partners, L.P.)
Common Stock Purchase Warrant
Exercise: $0.21From: 2013-03-28Exp: 2018-03-31→ Common Stock (1,838,235 underlying) - (indirect: By D&L Partners, L.P.)
Common Stock Purchase Warrant
Exercise: $0.21From: 2014-12-31Exp: 2019-03-31→ Common Stock (125,000 underlying) - (indirect: By D&L Partners, L.P.)
6% Secured Convertible Debenture
Exercise: $0.06From: 2015-05-14Exp: 2018-03-31→ Common Stock (1,166,667 underlying) - (indirect: By D&L Partners, L.P.)
6% Secured Convertible Debenture
Exercise: $0.17From: 2013-03-28Exp: 2018-03-31→ Common Stock (3,676,471 underlying) - 814,387(indirect: By LLC)
Common Stock
- (indirect: By D&L Partners, L.P.)
6% Secured Convertible Debenture
Exercise: $0.06From: 2015-03-11Exp: 2018-03-31→ Common Stock (833,333 underlying)
Footnotes (2)
- [F1]These shares are owned directly by D&L Partners, L.P. The general partner of D&L Partners is D&L Management Corporation ("D&L Management"). Douglas Von Allmen is a controlling shareholder of D&L Management.
- [F2]These shares are owned directly by FWD, LLC ("FWD"). Mr. Von Allmen owns 33.33% of FWD.
Documents
Issuer
GREEN EARTH TECHNOLOGIES, INC
CIK 0001433966
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001433966
Filing Metadata
- Form type
- 3
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 2:04 PM ET
- Size
- 16.8 KB