ALLISON THOMAS J. 4

What Happened

• Allison Thomas, a director of Horizon Technology Finance Corp (HRZN), was credited with 49,926 shares on 2026-04-14 under transaction code A (grant/award/other acquisition). The filing lists the acquisition price as N/A; using HRZN’s closing price of $4.57 on April 13, 2026 (the last trading day before the merger closed), the shares are worth roughly $228,162. This was an acquisition resulting from a corporate merger/conversion, not an open-market purchase.

Key Details

• Transaction date: 2026-04-14; Filing date: 2026-04-14 (timely).
• Reported shares acquired: 49,926; reported acquisition price: N/A.
• Implied market value: ~49,926 × $4.57 = $228,162 (based on 4/13/2026 close).
• Shares owned after transaction: not stated in the filing.
• Footnote: Shares were acquired pursuant to the Agreement and Plan of Merger dated Aug 7, 2025 — each share of Monroe Capital Corporation (MRCC) common stock converted into the right to receive 0.9402 shares of HRZN common stock upon closing.
• Filing appears timely; no 10b5-1, tax-withholding, or late-filing notes disclosed.

Context

• This was a merger-related conversion (MRCC → HRZN) rather than a purchase/sale by the insider; such transfers reflect deal mechanics more than an insider expressing a buy/sell view. The N/A acquisition price reflects the conversion mechanism; the market value above uses the last trading price prior to the merger close.