JANIS FRANCES 4

What Happened

Janis Frances, Treasurer and PFO of Pomona Investment Fund, was granted 13,671.93 shares on April 1, 2026. The award is reported at a per-share value of $16.23, for a total reported value of $221,868. This is an acquisition via award/grant (transaction code A), not an open-market purchase or sale.

Key Details

• Transaction date: 2026-04-01
• Price/value: $16.23 per share; total value $221,868 (13,671.93 shares)
• Transaction type: A = Award/Grant (acquisition)
• Shares owned after transaction: Not provided in the summary data — see the full Form 4 for post-transaction holdings
• Footnotes/notable items: No footnotes supplied in the provided data (vesting schedule or tax withholding not specified)
• Filing timeliness: Form 4 filed 2026-05-07, 36 days after the transaction (late relative to the usual 2-business-day reporting requirement)

Context

An "A" award typically reflects compensation (e.g., restricted shares or RSUs) and may be subject to vesting or other conditions, so it does not necessarily indicate an immediate market purchase or change in sentiment. For full details on vesting, restrictions, or post-award holdings, consult the complete SEC Form 4 filing (accession 0000945621-26-000640).