4//SEC Filing
Cahill Colin 4
Accession 0000950103-21-007455
CIK 0001642545other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 8:38 PM ET
Size
10.8 KB
Accession
0000950103-21-007455
Insider Transaction Report
Form 4
Cahill Colin
Director
Transactions
- Exercise/Conversion
Common Stock
2021-05-17$17.00/sh+5,793$98,481→ 8,494 total - Sale
Common Stock
2021-05-17$157.38/sh−634$99,779→ 7,860 total - Other
Common Stock
2021-05-17−5,159→ 2,701 total - Exercise/Conversion
Stock Options (Right to Buy)
2021-05-17−5,793→ 5,795 totalExercise: $17.00Exp: 2029-03-06→ Common Stock (5,793 underlying)
Footnotes (2)
- [F1]The shares being transferred were acquired upon exercise of an option that was granted by the issuer to the reporting person, but which the reporting person holds for the benefit of VR Management, LLC. At the time of the grant of the option, the reporting person was a vice president of Venrock. Under the terms of the reporting person's employment agreement with Venrock, the reporting person is deemed to hold the option and any shares acquired thereunder for the exclusive benefit of VR Management, LLC and may vote or dispose of the shares acquired under this option only as directed by VR Management, LLC. The transfer reported here is a transfer to VR Management, LLC under the terms of that employment agreement. Each of the reporting person and VR Management, LLC disclaims beneficial ownership of the option and the shares acquired thereunder except to the extent of his or its pecuniary interest therein.
- [F2]1/3rd of the options vest each year beginning on March 11, 2020 until 100% of the options have vested.
Documents
Issuer
Shockwave Medical, Inc.
CIK 0001642545
Entity typeother
Related Parties
1- filerCIK 0001768497
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 8:38 PM ET
- Size
- 10.8 KB