4//SEC Filing
Pham Benjamin 4
Accession 0000950103-26-000632
CIK 0001920406other
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 6:06 PM ET
Size
18.3 KB
Accession
0000950103-26-000632
Insider Transaction Report
Form 4
Strive, Inc.ASST
Pham Benjamin
DirectorChief Financial Officer
Transactions
- Exercise/Conversion
Restricted Class B Common Stock
[F1][F2][F3][F4]2026-01-16−212,930→ 0 total→ Class A Common Stock (212,930 underlying) - Exercise/Conversion
Class B Common Stock
[F1][F2][F3]2026-01-16+212,930→ 4,232,221 total→ Class A Common Stock (212,930 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F2][F5][F4]2026-01-16−226,583→ 2,039,245 total→ Class B Common Stock (130,767 underlying) - Exercise/Conversion
Class B Common Stock
[F1][F2][F5]2026-01-16+226,583→ 4,458,804 total→ Class A Common Stock (130,767 underlying) - Tax Payment
Class B Common Stock
[F1][F2][F6]2026-01-16$0.97/sh−95,816$92,942→ 4,362,988 total→ Class A Common Stock (95,816 underlying)
Footnotes (6)
- [F1]Each share of Class B Common Stock of the Registrant, automatically and without further action by the Reporting Person, is converted into one share of Class A Common Stock, upon the occurrence of a Transfer, other than a Permitted Transfer (each as defined in the Registrant's Amended and Restated Articles of Incorporation) or all shares of Class B Common Stock, automatically and without further action by the Reporting Person, shall be converted into an identical number of shares of Class A Common Stock at such date and time, or the occurrence of an event, specified by the affirmative vote (or written consent if action by written consent of stockholders is permitted at such time under the Registrant's Amended and Restated Articles of Incorporation) of the holders of a majority of the total voting power of the outstanding Class B Common Stock, voting as a separate class.
- [F2](Footnote 1 continued) The Class B Common Stock may also be converted into Class A Common Stock at the election of the Reporting Person.
- [F3]The Restricted Stock vests as follows: 25% vests on the first anniversary of the applicable vesting commencement date and the remainder vests in 12 substantially equal installments on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date.
- [F4]Represents the settlement of Restricted Stock Units into shares of Class B Common Stock. The Reporting Person did not voluntarily sell any shares of Class A Common Stock or Class B Common Stock in connection with the transactions reported herein.
- [F5]The Restricted Stock Units vest as follows: 25% vests on the first anniversary of the applicable vesting commencement date and the remainder vests in 12 substantially equal installments on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date.
- [F6]Represents the withholding of shares by the Registrant solely to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class B Common Stock or Class A Common Stock in connection with the transactions reported herein.
Signature
/s/ Brian Logan Beirne, attorney-in-fact for Benjamin Pham|2026-01-16
Documents
Issuer
Strive, Inc.
CIK 0001920406
Entity typeother
Related Parties
1- filerCIK 0002084539
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 6:06 PM ET
- Size
- 18.3 KB