Earnings Feed
Start Free
Securitize Corp.·4

Jul 6, 8:38 PM ET

Redfearn Brett Wilson 4

4 · Securitize Corp. · Filed Jul 6, 2026

Research Summary

AI-generated summary of this filing

Updated

Securitize (SECZ) President Brett Redfearn Receives Awards

What Happened Brett Redfearn, President and Director of Securitize Corp. (SECZ), acquired a package of equity and derivative awards on July 1, 2026 tied to the company’s business combination. The filing reports a total of 371,404 units: 92,850 common shares (conversion from legacy Securitize, Inc. shares), 11,918 common shares issued at $0.00, and 44,439 + 222,197 derivative awards (options). Many items were received in exchange for legacy Securitize, Inc. securities as part of the merger; no cash purchase was reported for the $0 shares.

Key Details

  • Transaction date: July 1, 2026 (Mergers consummated on that date; issuer also changed its name to Securitize Corp on July 1, 2026).
  • Reported items: 92,850 common shares (conversion), 11,918 common shares at $0.00 (total value $0), and 44,439 & 222,197 derivative awards (options).
  • Footnotes: awards and options were received in exchange for legacy company shares/options under the business combination agreement. The reported common-share total includes 3,972 potential “Earnout Shares” that vest only if specified VWAP price targets are met by set dates.
  • Vesting/option detail: the filing indicates some converted options were unvested (vesting schedule: 25% on 10/15/2026 then 6.25% quarterly) while other options were vested and exercisable as of July 1, 2026.
  • Filing: Form 4 filed July 6, 2026 (five days after the July 1 transactions). Form 4s are generally required within two business days, so this filing date is later than that typical window.
  • Shares owned after the transaction: not specified in the provided excerpt of the filing.

Context

  • These were merger-related conversions/awards, not open-market purchases or sales; such transactions reflect the corporate combination/equity conversion process rather than a personal buy/sell decision.
  • The 11,918 shares at $0 likely reflect an exchange/award rather than a market purchase; the earnout shares (3,972) only convert if future price targets are met, so they are contingent.
  • Derivative entries are options received via the merger—some are immediately exercisable, others follow a post-close vesting schedule.

Insider Transaction Report

Form 4
Period: 2026-07-01
Securitize Corp.SECZ
Redfearn Brett Wilson
DirectorPresident
Transactions
  • Award

    Common Shares

    [F1][F2]
    2026-07-01+92,850→ 92,850 total
  • Award

    Common Shares

    [F3]
    2026-07-01+11,918→ 104,768 total
  • Award

    Stock Options (Right to Buy)

    [F4][F5]
    2026-07-01+44,439→ 44,439 total
    Exercise: $1.12Exp: 2035-10-15→ Common Shares (44,439 underlying)
  • Award

    Stock Options (Right to Buy)

    [F4][F5]
    2026-07-01+222,197→ 222,197 total
    Exercise: $0.38Exp: 2031-09-29→ Common Shares (222,197 underlying)
Footnotes (5)
  • [F1]Represents common shares of Securitize Corp. ("Issuer", and such shares, "Common Shares") received in exchange for shares of common stock of Securitize, Inc. ("Securitize", and such shares, "Securitize Common Shares") in connection with the mergers (the "Mergers") contemplated by that certain business combination agreement, dated as of October 27, 2025, by and between Issuer, Securitize, Cantor Equity Partners II, Inc. and certain other parties thereto (the "Business Combination Agreement"). On July 1, 2026, Issuer Changed its name to Securitize Corp from Securitize Holdings, Inc.
  • [F2]The Mergers were consummated on July 1, 2026. The number reported also includes 3,972 restricted Common Shares that may become earned and delivered pursuant to the earnout provided for in the Business Combination Agreement (the "Earnout Shares"). The Earnout Shares will generally be earned one-third on the date that the 20-day volume-weighted average price per Common Share attains $15.00, $20.00 and $25.00 over a 30-trading day period during the period beginning 90-days after the closing of the Mergers and ending on July 1, 2031 (the "Earnout").
  • [F3]Represents options to acquire Common Shares received by the reporting person in exchange for options to acquire shares of Securitize Common Stock in connection with the Mergers.
  • [F4]As of July 1, 2026, these options were unvested and will vest 25% on 10/15/2026 and in 6.25% quarterly installments thereafter.
  • [F5]As of July 1, 2026, these options were vested and exercisable.
Signature
/s/ Jerome Roche, attorney-in-fact for Brett Redfearn|2026-07-06

Documents

1 file
  • 4
    ownership.xmlPrimary

    FORM 4