Redfearn Brett Wilson 4

What Happened Brett Redfearn, President and Director of Securitize Corp. (SECZ), acquired a package of equity and derivative awards on July 1, 2026 tied to the company’s business combination. The filing reports a total of 371,404 units: 92,850 common shares (conversion from legacy Securitize, Inc. shares), 11,918 common shares issued at $0.00, and 44,439 + 222,197 derivative awards (options). Many items were received in exchange for legacy Securitize, Inc. securities as part of the merger; no cash purchase was reported for the $0 shares.

Key Details

• Transaction date: July 1, 2026 (Mergers consummated on that date; issuer also changed its name to Securitize Corp on July 1, 2026).
• Reported items: 92,850 common shares (conversion), 11,918 common shares at $0.00 (total value $0), and 44,439 & 222,197 derivative awards (options).
• Footnotes: awards and options were received in exchange for legacy company shares/options under the business combination agreement. The reported common-share total includes 3,972 potential “Earnout Shares” that vest only if specified VWAP price targets are met by set dates.
• Vesting/option detail: the filing indicates some converted options were unvested (vesting schedule: 25% on 10/15/2026 then 6.25% quarterly) while other options were vested and exercisable as of July 1, 2026.
• Filing: Form 4 filed July 6, 2026 (five days after the July 1 transactions). Form 4s are generally required within two business days, so this filing date is later than that typical window.
• Shares owned after the transaction: not specified in the provided excerpt of the filing.

Context

• These were merger-related conversions/awards, not open-market purchases or sales; such transactions reflect the corporate combination/equity conversion process rather than a personal buy/sell decision.
• The 11,918 shares at $0 likely reflect an exchange/award rather than a market purchase; the earnout shares (3,972) only convert if future price targets are met, so they are contingent.
• Derivative entries are options received via the merger—some are immediately exercisable, others follow a post-close vesting schedule.