Flores Junco Jose Francisco 4

What Happened

• Jose Francisco Flores Junco, Chief Financial Officer of Securitize Corp. (SECZ), received multiple awards on July 1, 2026 in connection with the closing of a business combination. The filing shows two direct Common Share grants (464 and 19,864 shares) plus four derivative awards (88,878; 88,877; 43,995; and 222,196) for a combined potential total of 464,274 shares. No per-share prices are reported (N/A) because these shares/options were issued in exchange for Securitize, Inc. securities as part of the merger.

Key Details

• Transaction date: July 1, 2026 (Form 4 filed July 6, 2026; no late‑filing flag shown in the submission).
• Consideration/prices: N/A — awards issued in exchange for pre-merger Securitize, Inc. securities under the Business Combination Agreement dated Oct 27, 2025.
• Total reported: 20,328 common shares received outright and 443,946 shares reported as derivative awards (total potential interest = 464,274).
• Earnout: The reported totals include up to 20 restricted Earnout Shares tied to VWAP targets ($15, $20, $25) that vest in thirds if price targets are met between 90 days after closing and July 1, 2031.
• Vesting/option detail (from footnotes): several option tranches were converted — examples include 38,884 options vested/exercisable with 49,994 unvested (vesting 5,555 shares per quarter); 83,323 vested with 5,554 unvested (vesting 5,555/quarter); 69,436 vested with 152,760 unvested (vesting 13,887/quarter); and other option tranches fully vested.
• Shares owned after transaction: not stated in the provided summary of the filing.
• Filing exhibits/remarks: Exhibit 24 — Power of Attorney.

Context

• These entries are awards/grants (transaction code A) tied to the merger—this is not an open‑market purchase or sale. Many entries are derivative instruments (options/earnout) converted or reissued in connection with the Mergers; they do not necessarily reflect immediate stock sales or purchases.
• Earnout shares depend on future stock-price targets and have time/price conditions; unvested options have scheduled quarterly vesting per the footnotes.