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4//SEC Filing

TEMPELSMAN LEON 4

Accession 0000950117-09-000527

CIK 0000202375other
View on SEC.govCompany Profile

Filed

Apr 27, 8:00 PM ET

Accepted

Apr 28, 5:27 PM ET

Size

12.5 KB

Accession

0000950117-09-000527

Insider Transaction Report

Form 4
Period: 2009-04-27
LAZARE KAPLAN INTERNATIONAL INCLKI
TEMPELSMAN LEON
DirectorVice Chairman of the Board10% OwnerOther
Transactions
  • Other

    Common Stock

    2009-04-27+1,730,409→ 1,730,409 total(indirect: By Trust)
Holdings

  • Common Stock

    (indirect: By Trust)
    46,166

  • Stock Option (Right to Buy)

    Exercise: $10.56Exp: 2010-04-12→ Common Stock (70,000 underlying)
    70,000

  • Common Stock

    97,957

  • Common Stock

    (indirect: By Children)
    34,641

  • Common Stock

    (indirect: By Partnership)
    1,528,416

  • Common Stock

    (indirect: By Spouse)
    2,240

  • Stock Option (Right to Buy)

    Exercise: $9.50Exp: 2013-08-25→ Common Stock (60,000 underlying)
    60,000
Footnotes (4)
  • [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner fo the securities for purposes of Section 16 or for any other purpose.
  • [F2]The shares are owned by Leon Tempelsman & Son, a New York limited partnership of which each of Maurice Tempelsman and Leon Tempelsman are sole general partners.
  • [F4]The reporting person is a trustee of three Grantor Retained Annuity Trusts for the benefit of Maurice Tempelsman, which were formed on April 27, 2009 and each contain 576,803 shares of Common Stock, respectively. All shares contained in the GRAT's were previously held by three other Grantor Retained Annuity Trusts for the benefit of Maurice Tempelsman.
  • [F5]Consists of Employee Stock Options granted under the Lazare Kaplan Interntaional Inc. Long Term Incentive Plan. 70,000 shares granted April 12, 2005 fully exercisable; 60,000 shares granted August 25, 2008 vesting in three equal installments on May 31, 2009, 2010, and 2011, respectively.

Documents

1 file

Issuer

LAZARE KAPLAN INTERNATIONAL INC

CIK 0000202375

→
Entity typeother

Related Parties

1
  • filerCIK 0001287251

Filing Metadata

Form type
4
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 5:27 PM ET
Size
12.5 KB
View on SEC.gov