Home/Filings/4/0000950117-10-000874
4//SEC Filing

TEMPELSMAN LEON 4

Accession 0000950117-10-000874

CIK 0000202375other

Filed

Jul 29, 8:00 PM ET

Accepted

Jul 30, 3:07 PM ET

Size

12.4 KB

Accession

0000950117-10-000874

Insider Transaction Report

Form 4
Period: 2010-07-28
TEMPELSMAN LEON
DirectorVice Chairman of the Board10% OwnerOther
Transactions
  • Gift

    Common Stock

    2010-07-28+1,313,7171,313,717 total
  • Other

    Common Stock

    2010-07-28$0.05/sh+416,692$19,168416,692 total
Holdings
  • Common Stock

    97,957
  • Common Stock

    (indirect: By Spouse)
    2,240
  • Common Stock

    (indirect: By Partnership)
    1,528,416
  • Common Stock

    (indirect: By Children)
    34,641
  • Stock Option (Right to Buy)

    Exercise: $9.50Exp: 2013-08-25Common Stock (60,000 underlying)
    60,000
  • Common Stock

    (indirect: By Trust)
    46,166
Footnotes (4)
  • [F1]On July 28, 2010, Leon Tempelsman, as the Trustee of three grantor retained annuity trusts established by Maurice Tempelsman, distributed 1,313,717 shares from such trusts to Maurice Tempelsman (in satisfaction of annual annuity payments), who immediately gifted such shares to Leon Tempelsman. Leon Tempelsman, as the Trustee of two of the three grantor annuity trusts to Maurice Tempelsman, then sold 416,692 shares to Leon Tempelsman.
  • [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  • [F3]The shares are owned by Leon Tempelsman & Son, a New York limited partnership of which Leon Tempelsman is a general partner.
  • [F4]Consists of Employee Stock Options granted under the Lazare Kaplan International Inc. Long Term Incentive Plan.

Issuer

LAZARE KAPLAN INTERNATIONAL INC

CIK 0000202375

Entity typeother

Related Parties

1
  • filerCIK 0001287251

Filing Metadata

Form type
4
Filed
Jul 29, 8:00 PM ET
Accepted
Jul 30, 3:07 PM ET
Size
12.4 KB