13F-HR 1 y65108e13fvhr.txt H.A. SCHUPF & CO., LLC FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2002 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: H.A. Schupf & Co., LLC Address: 590 Madison Avenue New York, NY 10020 Form 13F File Number: 28-10124 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: H. Axel Schupf Title: Managing Member Phone: (212) 294-6500 Signature, Place, and Date of Signing: /s/H. Axel Schupf New York, New York November 6, 2002 --------------------------- [Signature] [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 0 Form 13F Information Table Entry Total: 219 Form 13F Information Table Value Total: $1,163,598 ---------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manger filing this report NONE [If there are no entries in this list, state "NONE" and omit the column headings and list entries] FORM 13F Page 1 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 16: ~~Item~~Investment 2:Discretion Item ~~3: Item~~ 4: ~~Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares Investment Discretion Managers Voting Authority of Number Market of~~ ---------------------------- ~~See~~Item ~~(Shares)~~8: ~~Class~~Item ~~Value~~2: ~~Principal~~Fair Item 5: (ab) ~~Sole~~Item 7: Voting Authority (bShares) Title Market Shares of Shared-As (c) ~~Instr.~~Managers V ------------------------- (xItem ~~Amount~~1: ~~Shared-~~of Item 3: Value Principal Defined in Shared- ~~(a)~~See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) AsAmount ~~Other~~(a) Sole ~~Shared~~Instr. ~~None~~V ~~Defined~~Other inV ~~Instr.~~(a) VSole Shared None --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ -------~~-----------~~ 3M COMPANY COM 88579Y101 80140 ~~650~~1,270 SH X ~~650~~1,270 ABBOTT LABORATORIES COM 002824100 ~~271~~81 72,~~200~~000 SH X 72,~~200~~000 ADC TELECOMMUNICATION COM 000886101 6833 29,000 SH X 29,000 ADVO ~~SYSTEMS~~SYS INC COM 007585102 ~~318~~274 8,623 SH X 8,623 ALCON INC COM H01301102 5381,~~916~~239 12,~~716~~096,~~660~~500 SH X 12,~~716~~096,~~660~~500 ALLSTATE ~~CORP~~CORPORAT COM 020002101 5553 1,483 SH X 1,483 AMBAC INC COM 023139108 5458,~~156~~305 ~~827~~1,~~090~~081,935 SH X ~~827~~1,~~090~~081,935 AMER INTERNATIONAL G COM 026874107 1334,~~989~~871 ~~216~~637,~~452~~502 SH X ~~216~~637,~~452~~502 AMERADA HESS CORP COM 023551104 1614 199 SH X 199 AMERICAN EXPRESS CO COM 025816109 ~~1,179~~224 337,~~295~~200 SH X 337,~~295~~200 AMGEN ~~INC.~~CORP COM 031162100 ~~180~~154 43,~~300~~700 SH X 43,~~300~~700 ANDREW CORP COM 034425108 3013 2,000 SH X 2,000 ANDRX CORP DEL COM 034553107 1311 500 SH X 500 ANHEUSER-BUSCH COS INC. COM 035229103 ~~497~~486 109,~~010~~600 SH X 109,~~010~~600 AOL TIME WARNER COM 00184A105 2775 66,~~905~~275 ~~206~~SH X 66,~~944~~275 APPLIED MATERIALS IN COM 038222105 116 10,000 SH X ~~206~~10,~~944~~000 ARAMARK CORP -CL B COM 038521100 4863,~~742~~286 23,~~121~~013,~~585~~610 SH X 23,~~121~~013,~~585~~610 ARBITRON INC. COM 03875Q108 4857,~~588~~988 1,~~576~~700,~~268~~540 SH X 1,~~576~~700,~~268~~540 AUTOMATIC DATA PROCE COM 053015103 54,~~354~~456 128,~~470~~170 SH X 128,~~470~~170 AVENTIS COM 053561106 2116 300 SH X 300 AVERY DENNISON CORP COM 053611109 1,~~321~~165 2220,~~045~~445 SH X ~~22,045~~20.445 BAA PLC-SPONSORED ADR 05518L206 6458 7,000 SH X 7,000 BANK OF AMER CORP COM 060505104 3,~~734~~318 5452,~~000~~004 SH X 5452,~~000~~004 BANK OF NEW YORK CO COM 064057102 1,~~739~~038 5436,~~070~~126 SH X 5436,~~070~~126 BANK ONE CORP COM 06423A103 9694 2,500 SH X 2,500 BANKATLANTIC BANCORP COM 065908501 96 700 SH X 700 BARR LABORATORIES INC COM 068306109 9593 1,500 SH X 1,500 BAXTER INTERNATIONAL COM 071813109 4847,~~498~~024 1,~~147~~539,~~940~~250 SH X 1,~~147~~539,~~940~~250 BEA SYSTEMS INC COM 073325102 21,~~315~~355 ~~299~~261,~~905~~499 SH X ~~299~~261,~~905~~499 BED BATH & bEYOND IN COM 075896100 1513 400 SH X 400 BELLSOUTH CORP COM 079860102 ~~258~~103 85,~~180~~622 SH X 85,~~180~~622 BERKSHIRE HATHAWAY I- CLB A COM ~~084670108~~084670207 ~~668~~1,893 10768 SH X 10768 BERKSHIRE HATHAWAY I- CLA B COM ~~084670207~~084670108 ~~1,749~~739 ~~780~~10 SH X ~~780~~10 BGE CAPITAL TRUST 1 PFD 055415202 20 800 SH X 800 BLACKROCK NY INV QU COM 09247E103 2930 2,000 SH X 2,000 COLUMN TOTAL ~~290~~359,~~988~~484

FORM 13F Page 2 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 16: ~~Item~~Investment 2:Discretion Item ~~3: Item~~ 4: ~~Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares Investment Discretion Managers Voting Authority of Number Market of~~ ---------------------------- ~~See~~Item ~~(Shares)~~8: ~~Class~~Item ~~Value~~2: ~~Principal~~Fair Item 5: (ab) ~~Sole~~Item 7: Voting Authority (bShares) Title Market Shares of Shared-As (c) ~~Instr.~~Managers V ------------------------- (xItem ~~Amount~~1: ~~Shared-~~of Item 3: Value Principal Defined in Shared- ~~(a)~~See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) AsAmount ~~Other~~(a) Sole ~~Shared~~Instr. ~~None~~V ~~Defined~~Other inV ~~Instr.~~(a) VSole Shared None --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ -------~~-----------~~ ~~BLACKROCK NORTH AMER COM 092475102 21 1,900 SH X 1,900~~ BOEING CO COM 097023105 2317 500 SH X 500 BOSTON SCIENTIFIC CO COM 101137107 89105,~~638~~905 3,~~184~~355,~~940~~685 SH X 3,~~184~~355,~~940~~685 BP AMOCO P L C COM 055622104 ~~528~~470 1011,~~888~~768 SH X 1011,~~888~~768 BRISTOL MYERS SQUIBB COM 110122108 ~~253~~250 910,~~851~~515 SH X 910,~~851~~515 CAMBRIDGE BANCORP COM 132152109 ~~277~~307 28,~~900~~700 SH X 28,~~900~~700 CAMPBELL SOUP CO COM 134429109 ~~248~~221 10,000 SH X 10,000 CAPITAL ONE FINANCIA PFD 14040H105 63,~~988~~991 114,~~500~~300 SH X 114,~~500~~300 CATALINA MARKETING CORP COM 148867104 ~~234~~213 87,~~300~~600 SH X 87,~~300~~600 CERIDIAN CORP COM 156779100 4844,~~411~~636 23,~~691~~132,~~145~~370 SH X 23,~~691~~132,~~145~~370 CHARLES RIVER LABORA COM 159864107 6881,~~095~~396 2,~~015~~073,~~085~~790 SH X 2,~~015~~073,~~085~~790 ~~CHARTER COMM INC DEL COM 16117M107 4 1,000 SH X 1,000~~ CHEVRONTEXACO CORP. COM 166764100 4945 ~~550~~650 SH X ~~550~~650 CISCO SYSTEMS INC COM 17275R102 ~~713~~430 5141,010 SH X 5141,010 CITIGROUP INC COM 172967101 115,~~003~~019 ~~295~~169,~~076~~265 SH X ~~295~~169,~~076~~265 CITIZENS COMMUNICATI COM 17453B101 21 202 SH X 202 ~~CITRIX SYSTEMS INC COM 177376100 5 750 SH X 750 CLEAR CHANNEL COMMUN COM 184502102 6 200 SH X 200~~ COCA-COLA CO COM 191216100 43,~~339~~817 8179,~~186~~586 SH X 8179,~~186~~586 COLGATE PALMOLIVE CO COM 194162103 2,~~209~~439 4345,~~800~~200 SH X 4345,~~800~~200 COLONIAL BANCGROUP ~~INC~~I COM 195493309 4941 3,268 SH X 3,268 COLONIAL HIGH INCOME PFD 195743406 300 12 SH X 12 COMCAST CORP CL A-SP COM 200300200 ~~226~~104 95,~~500~~000 SH X 95,~~500~~000 CONNECTICUT WATER SE COM ~~207797101~~020797101 65 200 SH X 200 ~~COPYTELE~~CONTIFINANCIAL ~~INC~~CORP COM ~~217721109~~21075V107 9525 2310,~~000~~493,107 SH X 2310,~~000~~493,107 ~~COSTCO~~COPYTELE ~~WHOLESALE~~INC ~~COR~~ COM ~~22160K105~~217721109 ~~347~~5 823,~~995~~000 SH X 823,~~995~~000 ~~COVENTRY~~COSTCO ~~HEALTH~~WHOLESALE ~~CARE~~COR COM ~~222862104~~22160K105 ~~201~~280 8,~~325~~645 SH X 8,~~325~~645 COX COMMUNCATIONS I COM 224044107 ~~672~~639 2425,~~389~~989 SH X 2425,~~389~~989 CROMPTON CORP COM 227116100 3528 2,772 SH X 2,772 CSX CORP W/RTS COM 126408103 ~~210~~158 6,000 SH X 6,000 CULLEN FROST BANKERS COM 229899109 ~~461~~464 13,600 SH X 13,600 CUNO COM 126583103 ~~271~~231 7,500 SH X 7,500 CVS CORP COM 126650100 78102 24,~~536~~036 SH X 24,~~536~~036 DAIMLERCHRYSLER A.G. COM D1668R123 75 144 SH X 144 DEERE & CO COM 244199105 45 1,000 SH X 1,000 DELL COMPUTER CORP COM 247025109 5021 1,900 SH X 1,900 DEVRY INC-DEL COM 251893103 4733,~~932~~594 21,~~119~~804,~~245~~170 SH X 21,~~119~~804,~~245~~170 DOUBLECLICK INC COM 258609304 7351 10,000 SH X 10,000 DOW CHEMICAL CO COM 260543103 40 1,454 SH X 1,454 DUKE CAP FINANCING PFD 264393208 38 1,500 SH X 1,500 DURATEK INC COM 26658q102 18 3,000 SH X 3,000 COLUMN TOTAL ~~283~~285,~~973~~851

FORM 13F Page 3 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 16: ~~Item~~Investment 2:Discretion Item ~~3: Item~~ 4: ~~Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares Investment Discretion Managers Voting Authority of Number Market of~~ ---------------------------- ~~See~~Item ~~(Shares)~~8: ~~Class~~Item ~~Value~~2: ~~Principal~~Fair Item 5: (ab) ~~Sole~~Item 7: Voting Authority (bShares) Title Market Shares of Shared-As (c) ~~Instr.~~Managers V ------------------------- (xItem ~~Amount~~1: ~~Shared-~~of Item 3: Value Principal Defined in Shared- ~~(a)~~See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) AsAmount ~~Other~~(a) Sole ~~Shared~~Instr. ~~None~~V ~~Defined~~Other inV ~~Instr.~~(a) VSole Shared None --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ -------~~-----------~~ ~~DPL INC COM 233293109 71 2,700 SH X 2,700 DST SYSTEMS INC COM 233326107 57 1,244 SH X 1,244 DUKE CAP FINANCING PFD 264393208 32 1,500 SH X 1,500 DURATEK INC COM 26658Q102 21 3,000 SH X 3,000~~ ECHOSTAR COMMUNICATI COM 278762109 3735 2,000 SH X 2,000 ELI LILLY & CO COM 532457108 ~~364~~313 65,~~448~~648 SH X 65,~~448~~648 EMC ~~Corp~~CORP-~~Mass~~MASS COM 268648102 135 1,~~700~~000 SH X 1,~~700~~000 EMERSON ELECTRIC CO COM 291011104 ~~278~~141 53,200 SH X 53,200 ESTEE LAUDER COMPANI COM 518439104 7057 2,000 SH X 2,000 EUNVERSE INC COM 298412107 44 15,000 SH X 15,000 EVEREST RE GROUP LTD COM G3223R108 4753,~~112~~009 ~~890~~966,~~610~~260 SH X ~~890~~966,~~610~~260 EXELON CORP COM 30161N101 94122 12,~~800~~578 SH X 12,~~800~~578 EXXON MOBIL CORP COM 30231G102 64,~~406~~513 ~~167~~141,~~514~~462 SH X ~~167~~141,~~514~~462 FASTENAL CO COM 311900104 ~~395~~316 10,000 SH X 10,000 FEDERAL HOME LOAN MO COM 313400301 ~~6,977~~318 ~~117~~5,~~853~~688 SH X ~~117~~5,~~853~~688 FEDERAL NATL MTG ASSN COM 313586109 ~~550~~441 7,~~620~~400 SH X 7,~~620~~400 FEDERATED INVESTORS COM 314211103 ~~674~~715 1926,500 SH X 1926,500 FERRO CORP-W/RTS COM 315405100 ~~181~~139 6,000 SH X 6,000 FIRST CITIZENS BANCS COM 31946M103 2120 191 SH X 191 FIRST DATA CORP COM 319963104 ~~1,031~~835 29,~~624~~874 SH X 29,~~624~~874 ~~FISERV INC COM 337738108 220 6,500 SH X 6,500~~ FLEETBOSTON FINL CORP COM 339030108 ~~210~~123 6,~~500~~073 SH X 6,~~500~~073 FLEXTRONICS INTER COM Y2573F102 6765 9,338 SH X 9,338 FRANKLIN RESOURCES I COM 354613101 ~~192~~84 42,~~500~~700 SH X 42,~~500~~700 GALLAGHER ARTHUR J & COM 363576109 2618 750 SH X 750 GANNETT CO INC COM 364730101 ~~691~~650 9,~~100~~000 SH X 9,~~100~~000 GAP INC COM 364760108 67 6,220 SH X 6,200 GARTNER GROUP INC NE COM 366651206 2 260 SH X 260 GENENTECH INC COM 368710406 29 880 SH X 880 GENERAL ~~DYNAMICS COR COM 369550108 532 5,000 SH X 5,000 GENERAL~~ ELECTRIC CO COM 369604103 2,~~418~~376 8696,~~549~~404 SH X 8696,~~549~~404 GENESIS ENERGY LP COM 371927104 ~~101~~147 32,000 SH X 32,000 ~~GENL AMERICAN INVEST COM 368802104 44 1,600 SH X 1,600~~ GERON CORP COM 374163103 54 1,000 SH X 1,000 GILEAD SCIENCES ~~INC~~ COM 375558103 ~~769~~810 2624,~~944~~144 SH X 2624,~~944~~144 GILLETTE CO COM 375766102 21,~~038~~938 6265,~~368~~468 SH X 6265,~~368~~468 GLAXO SMITHKLINE ADR 37733W10 5667 1,~~300~~755 SH X 1,~~300~~755 GOLDEN WEST FINL CORP COM 381317106 3412 ~~500~~200 SH X ~~500~~200 GOLDMAN SACHS GROUP INC COM 38141G104 ~~323~~218 43,~~400~~300 SH X 43,~~400~~300 GUIDANT CORP COM 401698105 6974 2,288 SH X 2,288 H& J. HEINZ CO COM 423074103 17 500 SH X 500 H R BLOCK ~~INC~~ COM 093671105 ~~340~~218 75,200 SH X 75,200 HARLEY DAVIDSON INC COM 412822108 57 1,236 SH X 1,236 HARTE-HANKS COMMUNIC COM 416196103 41,237 2,215,878 SH X 2,215,878 COLUMN TOTAL 72109,~~550~~236

FORM 13F Page 4 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 16: ~~Item~~Investment 2:Discretion Item ~~3: Item~~ 4: ~~Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares Investment Discretion Managers Voting Authority of Number Market of~~ ---------------------------- ~~See~~Item ~~(Shares)~~8: ~~Class~~Item ~~Value~~2: ~~Principal~~Fair Item 5: (ab) ~~Sole~~Item 7: Voting Authority (bShares) Title Market Shares of Shared-As (c) ~~Instr.~~Managers V ------------------------- (xItem ~~Amount~~1: ~~Shared-~~of Item 3: Value Principal Defined in Shared- ~~(a)~~See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) AsAmount ~~Other~~(a) Sole ~~Shared~~Instr. ~~None~~V ~~Defined~~Other inV ~~Instr.~~(a) VSole Shared None --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ -------~~-----------~~ H J. HEINZ CO COM 423074103 21 500 SH X 500 HARLEY DAVIDSON INC COM 412822108 63 1,236 SH X 1,236 HARMONIC LIGHTWAVES COM 413160102 7 2,000 SH X 2,000 HARTE-HANKS COMMUNIC COM 416196103 44,397 2,188,865 SH X 2,188,865 HARTFORD FINANCIAL S COM 416515104 3021 500 SH X 500 HARTFORD LIFE ~~CAPITAL~~CAPITA PFD 416590206 2526 1,000 SH X 1,000 ~~HEALTH NET INC COM 42222G108 35 1,300 SH X 1,300~~ HEWLETT PACKARD CO COM 428236103 ~~377~~301 2425,758 SH X 2425,758 HILLMAN GROUP CAPITA PFD ~~43162L206~~43162l206 10 418 SH X 418 HOME DEPOT INC COM 437076102 ~~558~~324 1512,~~192~~405 SH X 1512,~~192~~405 HOUSEHOLD INTERNATIO COM 441815107 6542 1,~~300~~500 SH X 1,~~300~~500 I B M COM 459200101 2,~~688~~269 38,~~169~~919 SH X 38,~~169~~919 IMS HEALTH INC COM 449934108 43 200 SH X 200 INTEL CORP COM 458140100 85,~~955~~348 ~~490~~384,~~615~~995 SH X ~~490~~384,~~615~~995 ~~INTERNATIONAL RECTIF COM 460254105 9 300 SH X 300~~ INTERPUBLIC GROUP OF COM 460690100 3522 1,400 SH X 1,400 ~~INVITATIONAL PARTNER COM M9758489 2,697 2,697,252 SH X 2,697,252~~ ISIS PHARMACEUTICALS COM 464330109 4 400 SH X 400 J P MORGAN CHASE &c C COM 46625H100 ~~339~~47 102,~~732~~491 SH X 102,~~732~~491 JABIL CIRCUIT INC COM 466313103 63 ~~300~~200 SH X ~~300~~200 JEFFERSON PILOT CORP COM 475070108 ~~376~~143 83,~~000~~575 SH X 83,~~000~~575 JOHN WILEY & SONS IN CL A COM 968223206 ~~996~~1,039 4347,~~720~~220 SH X 4347,~~720~~220 JOHN WILEY & SONS IN CL B COM 968223305 3431 1,420 SH X 1,420 JOHNSON & JOHNSON COM 478160104 910,~~784~~224 ~~190~~189,~~540~~052 SH X ~~190~~189,~~540~~052 ~~JONES LANG LASALLE COM 48020Q107 99 4,000 SH X 4,000 JUPITER NETWORKS COM 48203R104 3 500 SH X 500~~ KIMBERLY CLARK ~~CORP~~ COM 494368103 ~~273~~262 4,624 SH X 4,624 KOHLS CORP COM 500255104 ~~154~~122 2,~~200~~000 SH X 2,~~200 LASER TECHNOLOGY INC COM 518074208 3 5,~~000 ~~SH X 5,000~~ LEE ENTERPRISES COM 523768109 ~~332~~329 10,000 SH X 10,000 LEHMAN BROTHERS HOLD COM 524908100 9354 1,~~480~~100 SH X 1,~~480~~100 LIBERTY MEDIA CORP S COM 530718105 1612,~~023~~033 1,~~807~~675,~~314~~884 SH X 1,~~807~~675,~~314~~884 LINCOLN NATIONAL CAP PFD 53417P209 25 1,000 SH X 1,000 LOCKHEED MARTIN CORP COM 539830109 6763 970 SH X 970 LOEWS CORP COM 540424108 ~~979~~793 18,482 SH X 18,482 LOWES CO INC COM 548661107 2321 500 SH X 500 MARSH & ~~MCLENNAN~~mclennan ~~COS~~ COM 571748102 ~~422~~400 9,600 SH X 9,600 MATTEL INC-W/RTS COM 577081102 ~~730~~639 3635,~~000~~500 SH X 3635,~~000~~500 MBIA INC COM 55262C100 7166,~~468~~451 1,~~320~~663,~~247~~357 SH X 1,~~320~~663,~~247~~357 MBNA CORP COM 55262L100 6972,~~329~~152 23,~~171~~925,~~277~~585 SH X 23,925,585 MCCORMICK & co inc n com 579780206 479 21,000 SH X 21,000 MCDONALDS CORP - W/RTS COM 580135101 11 600 SH X 600 MCGRAW HILL INC-W/RT COM 580645109 67 1,100 SH X 1,100 MEDIMMUNE INC COM 584699102 779 37,255 SH X 37,255 MEDTRONIC INC COM 585055106 7,229 171,~~277~~635 SH X 171,635 COLUMN TOTAL ~~231~~181,~~528~~766

FORM 13F Page 5 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 16: ~~Item~~Investment 2:Discretion Item ~~3: Item~~ 4: ~~Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares Investment Discretion Managers Voting Authority of Number Market of~~ ---------------------------- ~~See~~Item ~~(Shares)~~8: ~~Class~~Item ~~Value~~2: ~~Principal~~Fair Item 5: (ab) ~~Sole~~Item 7: Voting Authority (bShares) Title Market Shares of Shared-As (c) ~~Instr.~~Managers V ------------------------- (xItem ~~Amount~~1: ~~Shared-~~of Item 3: Value Principal Defined in Shared- ~~(a)~~See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) AsAmount ~~Other~~(a) Sole ~~Shared~~Instr. ~~None~~V ~~Defined~~Other inV ~~Instr.~~(a) VSole Shared None --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ -------~~-----------~~ MCDONALDS CORP - W/RTS COM 580135101 17 600 SH X 600 MCGRAW HILL INC-W/RT COM 580645109 66 1,100 SH X 1,100 MEDIMMUNE INC COM 584699102 913 36,820 SH X 36,820 MEDTRONIC INC COM 585055106 7,402 192,260 SH X 192,260 MELLON FINL CORP COM 58551A108 ~~1,601~~586 5622,~~223~~611 SH X 5622,~~223~~611 MERCK & COco ~~INC~~inc ~~COM~~com 589331107 2,~~303~~599 5056,~~153~~862 SH X 5056,~~153~~862 MERRILL LYNCH ~~& CO I~~ COM 590188108 ~~856~~679 2220,~~800~~600 SH X 2220,~~800~~600 MERRILL LYNCH 7.28% PFD 59021K205 25 1,000 SH X 1,000 MGIC INVT CORP COM 552848103 ~~300~~204 5,000 SH X 5,000 MICROSOFT CORP COM 594918104 2416,~~605~~276 ~~460~~372,~~921~~112 SH X ~~460~~372,~~921~~112 MOODYS CORP COM 615369105 6052,~~980~~770 1,~~248~~088,~~300~~050 SH X 1,~~248~~088,~~300~~050 MORGAN STANLEY COM 617446448 ~~257~~41 51,~~968~~198 SH X 51,~~968~~198 MOTOROLA INC COM 620076109 4431 3,013 SH X 3,013 MYLAN LABORATORIES I COM 628530107 3116 ~~1,000~~500 SH X ~~1,000~~500 NAB EXCHANGEABLE PFD 628714206 2526 1,000 SH X 1,000 ~~NABORS INDUSTRIES COM 629568106 53 1,500 SH X 1,500 NET2PHONE INC COM 64108N106 4 1,000 SH X 1,000~~ NEW PLAN EXCEL REALT COM 648053106 ~~213~~189 10,246 SH X 10,246 NEW YORK TIMES CO-CL COM 650111107 ~~245~~216 4,755 SH X 4,755 NOKIA CORP-SPONSO COM 654902204 7733 52,~~300~~500 SH X 52,~~300~~500 NORTHERN TRUST CORP COM 665859104 1,~~911~~577 4741,~~415~~815 SH X 4741,~~415~~815 NSTAR COM 67019E107 2220 500 SH X 500 NUVEEN N Y DIVIDEND COM 67066X107 4446 3,000 SH X 3,000 OFFICE DEPOT INC COM 676220106 3828 2,250 SH X 2,250 ~~OMNICOM GROUP INC COM 681919106 4,948 103,016 SH X 103,016~~ ORACLE SYSTEMS CORP COM 68389X105 ~~130~~102 13,~~700~~000 SH X 13,~~700~~000 PAYCHEX INC COM 704326107 1713 555 SH X 555 PEPSICO INC COM 713448108 1,~~467~~169 3231,~~643~~628 SH X 3231,~~643~~628 PFIZER INC COM 717081103 109,~~519~~243 ~~314~~318,~~545~~520 SH X ~~314~~318,~~545~~520 PHARMACIA CORP COM 71713U102 6 149 SH X 149 PHILIP MORRIS COMPS. COM 718154107 ~~440~~399 10,~~028~~278 SH X 10,~~028~~278 ~~PHILLIPS PETROLEUM C COM 718507106 71 1,200 SH X 1,200~~ PITNEY BOWES INC-W/R COM 724479100 ~~127~~113 3,~~200~~700 SH X 3,~~200~~700 PRICE COMMUNICATIONS COM 741437305 6344 3,937 SH X 3,937 PROCTER & GAMBLE CO COM 742718106 ~~138~~120 1,~~544~~344 SH X 1,~~544~~344 R R DONNELLEY & SONS COM 257867101 4713 1500 SH X 500 RAYTHEON CO COM 755111507 10 350 SH X 350 ROBERT HALF INTERNAT COM 770323103 32 2,~~700~~000 SH X 12,~~700~~000 ~~RAMBUS~~ROSLYN BANCORP INC~~-DEL~~ COM ~~750917106~~778162107 2104 ~~400~~5,964 SH X ~~400~~5,964 ~~RAYTHEON~~ROYAL CODUTCH PETRO COM ~~755111507~~780257804 14284 ~~350~~7,076 SH X ~~350~~7,076 SBC COMMUNICATIONS I COM 78387G103 227 11,302 SH X 11,302 SCHERING PLOUGH CORP COM 806605101 131 6,150 SH X 6,150 SCHLUMBERGER LTD COM 806857108 46 1,200 SH X 1,200 COLUMN TOTAL ~~120~~87,~~021~~418

FORM 13F Page 6 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 16: ~~Item~~Investment 2:Discretion Item ~~3: Item~~ 4: ~~Item 5: Item 6: Item 7: Item 8: Name of Issuer Title CUSIP Fair Shares Investment Discretion Managers Voting Authority of Number Market of~~ ---------------------------- ~~See~~Item ~~(Shares)~~8: ~~Class~~Item ~~Value~~2: ~~Principal~~Fair Item 5: (ab) ~~Sole~~Item 7: Voting Authority (bShares) Title Market Shares of Shared-As (c) ~~Instr.~~Managers V ------------------------- (xItem ~~Amount~~1: ~~Shared-~~of Item 3: Value Principal Defined in Shared- ~~(a)~~See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) AsAmount ~~Other~~(a) Sole ~~Shared~~Instr. ~~None~~V ~~Defined~~Other inV ~~Instr.~~(a) VSole Shared None --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ -------~~-----------~~ ROBERT HALF INTERNAT COM 770323103 47 2,000 SH X 2,000 ROSLYN BANCORP INC COM 778162107 130 5,964 SH X 5,964 ROYAL DUTCH PETRO COM 780257804 391 7,076 SH X 7,076 SAFEWAY INC COM 786514208 58 2,000 SH X 2,000 SBC COMMUNICATIONS I COM 78387G103 328 10,764 SH X 10,764 SCHERING PLOUGH CORP COM 806605101 411 17,894 SH X 17,894 SCHLUMBERGER LTD COM 806857108 33 700 SH X 700 SELIGMAN COMMUNICA COM 816333405 8 470 SH X 470 SERVICEMASTER CO COM 81760N109 4536 3,281 SH X 3,281 SIGMA-ALDRICH CORP COM 826552101 5558,~~803~~928 1,~~184~~196,~~856~~030 SH X 1,~~184~~196,~~856~~030 SILICON VALLEY BANCS COM 827064106 8257,~~770~~450 3,~~212~~393,~~305~~395 SH X 3,~~212~~393,~~305~~395 ~~SIMON PROPERTY GROUP CL A COM 828806406 13 140 SH X 140~~ SMUCKER J M CO COM 832696306 3335 ~~975~~953 SH X ~~975~~953 SOLECTRON CORP COM 834182107 62 1,000 SH X 1,000 SOTHEBY'S HOLDINGS IN COM 835898107 31 200 SH X 200 SOUTHERN CO COM 842587107 8185 2,950 SH X 2,950 ~~SOUTHTRUST CORP COM 844730101 34 1,300 SH X 1,300~~ STANDARD & POORS DEP COM 78462F103 65 60 SH X 60 STATE STREET CORP COM 857477103 ~~853~~765 19,800 SH X 19,800 STILWILL FINANCIAL I COM 860831106 7348 4,000 SH X 4,000 SUN MICROSYSTEMS INC COM 866810104 555 112,000 SH X 112,000 ~~SYCAMORE NETWORKS IN COM 871206108 3 700 SH X 700~~ SYSCO CORP COM 871829107 2,~~364~~260 9179,~~400~~600 SH X 9179,~~400~~600 TARGET CORP COM 87612E106 ~~168~~130 4,400 SH X 4,400 TEVA PHARMACEUTIC COM 881624209 ~~134~~101 21,~~000~~500 SH X 21,~~000~~500 TEXAS INSTRUMENTS IN COM 882508104 ~~261~~20 111,~~230~~340 SH X 111,~~230~~340 ~~THERMO~~TIFFANY ~~ELECTRON~~& ~~CORP~~CO-NEW COM ~~883556102~~886547108 2536 ~~130~~25,000 SH X ~~130~~25,000 TOYS R US COM 892335100 3520 2,000 SH X 2,000 TRANSACTION SYSTEMS COM 893416107 3519 3,000 SH X 3,000 TRIARC COMPANIES INC COM 895927101 ~~215~~177 7,800 SH X 7,800 UNITED PARCEL SVC IN COM 911312106 2,~~533~~536 40,550 SH X 40,550 ~~UNITED~~UNITEDHEALTH ~~TECHNOLOGIES~~GROUP COM ~~913017109~~91324P102 ~~210~~1,452 316,~~100~~650 SH X 316,~~100~~650 ~~UNITEDHEALTH~~UNIVISION ~~GROUP~~COMMUNICAT COM ~~91324P102~~914906102 191 4,~~331~~000 14SH X 4,~~850~~000 VERIZON COMMUNICATIO COM 92343V104 61 2,221 SH X 142,~~850~~221 ~~UNIVISION~~VIACOM ~~COMMUNICAT~~INC-NON VTG COM ~~914906102~~925524308 ~~126~~20 500 SH X 500 VODAFONE GROUP PL COM 92857W100 53 4,~~000~~154 SH X 4,~~000~~154 ~~VARIAN~~WACHOVIA ~~MEDICAL~~CORP ~~SYSTE~~2ND NE COM ~~92220P105~~929903102 81,223 ~~200~~37,410 SH X ~~200~~37,410 ~~VERISIGN~~WALGREEN ~~INC~~CO COM ~~92343E102~~931422109 1197 ~~100~~6,400 SH X ~~100~~6,400 ~~VERITAS~~WAL-MART ~~SOFTWARE~~STORES ~~COR~~INC COM ~~923436109~~931142103 17,~~057~~661 60155,~~646~~590 SH X 60155,~~646~~590 ~~VERIZON~~WALT ~~COMMUNICATIO~~DISNEY CO COM ~~92343V104~~254687106 ~~168~~787 451,~~188~~972 SH X 451,~~188~~972 ~~VIACOM~~WASHINGTON ~~INC-NON~~MUTUAL ~~VTG~~IN COM ~~925524308~~939322103 4261 ~~100~~8,309 SH X ~~100~~8,309 WASTE MANAGEMANT INC COM 94106l109 7 300 SH X 300 COLUMN TOTAL ~~149~~134,~~836~~972

FORM 13F Page 7 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

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