SC 13D/A 1 k71323sc13dza.txt AMENDMENT #1 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 to Schedule 13D filed with the Commission on January 8, 1998)* MCCLAIN INDUSTRIES, INC. -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE -------------------------------------------------------------------------------- (Title of Class of Securities) 579487 10 9 -------------------------------------------------------------------------------- (CUSIP Number) Robert J. Gordon, Esq. Jaffe, Raitt, Heuer & Weiss Professional Corporation Suite 2400 One Woodward Avenue Detroit, Michigan 48226 (313) 961-8380 -------------------------------------------------------------------------------- (Name, address and telephone number of persons authorized to receive notices and communications on behalf of person(s) filing statement) August 7, 2002 -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) CUSIP NO. 579487 10 9 Page 2 of 6 -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) ROBERT J. GORDON, TRUSTEE -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (See Instructions) (a) [ ] (b) [ ] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,041,913 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 1,041,913 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH -0- -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,014,913* -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 22.94% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* (See Instructions) IN -------------------------------------------------------------------------------- * The Reporting Person disclaims beneficial ownership of all such shares. CUSIP No. 579487 10 9 Page 3 of 6 This Amendment No. 1 amends and restates in its entirety the 13D filed with the Commission on January 8, 1998, by Robert J. Gordon, Trustee (the "Reporting Person") to update the holdings of the Trusts (as defined below). 1. SECURITY AND ISSUER. This Statement relates to the common stock, no par value (the "Common Stock") of McClain Industries, Inc. (the "Issuer"), whose principal executive offices are 6200 Elmridge Road, Sterling Heights, Michigan 48310. 2. IDENTITY AND BACKGROUND. This Statement is filed by the Reporting Person for the following 19 trusts (collectively, the "Trusts"): Lisa L. McClain Pfeil Irrevocable Trust f/b/o Lisa L. Pfeil u/t/a 10/19/94, Kenneth D. McClain Irrevocable Trust f/b/o Cheryl L. Adamczyk u/t/a 12/22/94, Kenneth D. McClain Irrevocable Trust f/b/o Kelly L. Adamczyk u/t/a 12/22/94, Kenneth D. McClain Irrevocable Trust f/b/o Michael S. McManus u/t/a 12/22/94, Kenneth D. McClain Irrevocable Trust f/b/o Terrence A. McManus u/t/a 12/22/94, Robert W. McClain Irrevocable Trust f/b/o Mitchell D. McClain u/t/a 12/28/94, Robert M. McClain Irrevocable Trust f/b/o Robert M. McClain u/t/a 8/4/95, Mark E. McClain Irrevocable Trust f/b/o Mark E. McClain u/t/a 11/16/95, Robert W. McClain Irrevocable Trust f/b/o Robert M. McClain u/t/a 12/8/95, Robert W. McClain Irrevocable Trust f/b/o Mark E. McClain u/t/a 12/8/95, Robert W. McClain Irrevocable Trust f/b/o Michael K. McClain u/t/a 12/8/95, Kenneth D. McClain Irrevocable Trust f/b/o Lisa L. Pfeil u/t/a 12/9/96, Kenneth D. McClain Irrevocable Trust f/b/o Theresa M. Tuttle u/t/a 12/19/96, Kenneth D. McClain Irrevocable Trust f/b/o Paxton R. Pfeil u/t/a 6/2/97, Robert W. McClain Irrevocable Trust f/b/o Briana N. McClain u/t/a 12/1/97, Robert W. McClain Irrevocable Trust f/b/o Riley J. McClain u/t/a 12/19/97, Robert W. McClain Irrevocable Trust f/b/o Delaney E. McClain u/t/a 3/6/98, Kenneth D. McClain Irrevocable Trust f/b/o Joelle L. Pfeil u/t/a 2/19/99 and Robert W. McClain Irrevocable Trust f/b/o Kaden M. McClain u/t/a 11/9/00. Mr. Gordon is an attorney with Jaffe, Raitt, Heuer & Weiss, Professional Corporation, whose address is One Woodward Avenue, Suite 2400, Detroit, Michigan 48226, which is also Mr. Gordon's business address. Mr. Gordon has not been involved in any proceedings during the past five (5) years relating to any federal or state securities laws. Mr. Gordon is a citizen of the United States of America. 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. All securities held in the name of any of the Trusts were gifted to such trust by its grantor or others. 4. PURPOSE OF TRANSACTION. The Trusts were created to gift securities of the Issuer to various family members. Mr. Gordon has no plans other than to hold such securities pursuant to the terms of the Trusts for their respective beneficiaries. 5. INTEREST IN SECURITIES OF THE ISSUER. (a) 1,014,913 shares, or 22.94%, of the outstanding common stock of the Issuer, as to which the Reporting Person disclaims beneficial ownership. (b) The Reporting Person, as trustee of the respective Trusts, has sole power to vote and dispose of all of the shares referenced in clause (a) to benefit the respective beneficiaries. CUSIP No. 579487 10 9 Page 4 of 6 (c) The following table reflects the name of the Trust Grantor, the name of the Trust Beneficiary, the number of shares, and the date of transfer of securities of the Issuer to the Trusts. All such transfers were gifts from the Grantor or another family member to the respective Trusts.

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(d) Not applicable. (e) Not applicable. 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. There are no contracts, arrangements, understandings or relationships, (legal or otherwise) among the Reporting Person and any person with respect to any securities of the Issuer, including but not limited to, transfer of voting of any of the securities, finders fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, divisions of profit or loss, or the giving or withholding of proxies. 7. MATERIAL TO BE FILED AS EXHIBITS. None SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Robert J. Gordon ------------------------------------- Robert J. Gordon DATED: August 12, 2002

MCCLAIN INDUSTRIES INC SC 13D/A