YES ENTERTAINMENT CORP 4
4 · YES ENTERTAINMENT CORP · Filed Oct 9, 1998
Insider Transaction Report
Form 4
No transactions or holdings reported in this filing.
Footnotes (16)
- [1]See definition of Conversion Price set forth in the Certificate of Designation of Series B Convertible Preferred Stock of YES! Entertainment Corporation.
- [10]Amount of underlying shares fluctuates according to the Conversion Ratio (as defined in the Amended Certificate of Designation of Series C Converti- ble Preferred Stock of YES! Entertainment Corporation).
- [11]Amount of underlying shares fluctuates according to the Conversion Ratio (as defined in the YES! Entertainment Corporation 5% Convertible Debenture due April 30, 2002 (see column 1(3)).
- [12]Amount of underlying shares fluctuates according to the Conversion Ratio (as defined in the YES! Entertainment Corporation 5% Convertible Debenture due April 30, 2002 (see column 1(4).
- [13]Exchanged for 35,216 shares of Series C Convertible Preferred Stock.
- [14]Received in exchange for 38,061 shares of Series B Convertible Preferred Stock.
- [15]Exchanged for 5% Convertible Debentures due April 30, 2002 (see column 1(3)).
- [16]Received in exchange for 5% Convertible Debentures due April 30, 2002 (see column 1(4)). /s/Stuart J. Chasanoff October 9, 1998 --------------------------------------------- ----------------------- **
- [2]See definition of Conversion Price set forth in the Amended Certificate of Designation of Series C Convertible Preferred Stock of YES! Entertainment Corporation.
- [3]See definition of Conversion Price set forth in the YES! Entertainment Corporation 5% Convertible Debenture due April 30, 2002 (See column 1(3)).
- [4]See definition of Conversion Price set forth in the YES! Entertainment Corporation 5% Convertible Debenture due April 30, 20002 (See column 1(4)).
- [5]Conversion is subject to an Issuable Maximum (as defined in the Certificate of Designation of Series B Convertible Preferred Stock of YES! Entertain- ment Corporation).
- [6]Conversion is subject to an Issuable Maximum (as defined in the Amended Certificate of Designation of Series C Perferred Stock of YES! Entertain- ment Corporation).
- [7]Conversion is subject to an Issuable Maximum (as defined in the YES! Entertainment Corporation 5% Convertible Debenture due April 30, 2002 (See column 1(3)).
- [8]Conversion is subject to an Issuable Maximum (as defined in the YES Entertainment Corporation 5% Convertible Debenture due April 30, 2002 (See column 1(4)).
- [9]Amount of underlying shares fluctuates according to the Conversion Ratio (as defined in the Certificate of Designation of Series B Convertible Preferred Stock of YES! Entertrainment Corporation).