YES ENTERTAINMENT CORP 4
4 · YES ENTERTAINMENT CORP · Filed Oct 9, 1998
Insider Transaction Report
Form 4
No transactions or holdings reported in this filing.
Footnotes (16)
- [1]See definition of Conversion Price set forth in the Certificate of Designation of Series B Convertible Preferred Stock of YES! Entertainment Corporation.
- [10]Amount of underlying shares fluctuates according to the Conversion Ratio (as defined in the Amended Certificate of Designation of Series C Convertible Preferred Stock of YES! Entertainment Corporation).
- [11]Amount of underlying shares fluctuates according to the Conversion Ratio (as defined in the YES! Entertainment Corporation 5% Convertible Debenture due April 30, 2002 (see column 1(3)).
- [12]Amount of underlying shares fluctuates according to the Conversion Ratio (as defined in the YES! Entertainment Corporation 5% Convertible Debenture due April 30, 2002 (see column 1(4)).
- [13]Exchanged for 313,454 shares of Series C Convertible Preferred Stock.
- [14]Received in exchange for 343,252 shares of Series B Convertible Preferred Stock.
- [15]Exchanged for 5% Convertible Debentures due April 30, 2002 (see column 1(3)).
- [16]Received in exchange for 5% Convertible Debentures due April 30, 2002 (see column 1(4)).
- [2]See definition of Conversion Price set forth in the Amended Certificate of Designation of Series C Convertible Preferred Stock of YES! Entertainment Corporation.
- [3]See definition of Conversion Price set forth in the YES! Entertainment Corporation 5% Convertible Debenture due April 30, 2002 (see column 1(3)).
- [4]See definition of Conversion Price set forth in the YES! Entertainment Corporation 5% Convertible Debenture due April 30, 2002 (see column 1(4)).
- [5]Conversion is subject to an Issuable Maximum (as defined in the Certificate of Designation of Series B Convertible Preferred Stock of YES! Entertainment Corporation).
- [6]Conversion is subject to an Issuable Maximum (as defined in the Amended Certificate of Designation of Series C Convertible Preferred Stock of YES! Entertainment Corporation).
- [7]Conversion is subject to an Issuable Maximum (as defined in the YES! Entertainment Corporation 5% Convertible Debenture due April 30, 2002 (see column 1(3)).
- [8]Conversion is subject to an Issuable Maximum (as defined in the YES! Entertainment Corporation 5% Convertible Debenture due April 30, 2002 (see column 1(4)).
- [9]Amount of underlying shares fluctuates according to the Conversion Ratio (as defined in the Certificate of Designation of Series B Convertible Preferred Stock of YES! Entertainment Corporation).