13F-HR 1 b40920hre13f-hr.txt HIGH ROCK CAPITAL LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: High Rock Capital LLC Address: 28 State Street 18th Floor Boston, MA 02109 Form 13F File Number: 28-5139 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven C. Wilner Title: Vice President Phone: (617) 747-5806 Signature, Place, and Date of Signing: /s/ Steven C. Wilner ---------------------- Boston, Massachusetts November 13, 2001 High Rock Asset Management LLC is the parent company and sole member of High Rock Capital LLC. In accordance with 17 CFR 240.13f-1(b), High Rock Asset Management LLC is deemed to exercise "investment discretion" with respect to all accounts with which High Rock Capital LLC exercises "investment discretion". Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 279 Form 13F Information Table Value Total (in thousands): $1,760,651 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-5143 High Rock Asset Management LLC

BANDAG INC COM CL A COMMON STOCK 059815308 2412 103500 SH DEFINED 01 85600 0 17900 BAUSCH & LOMB INC COM COMMON STOCK 071707103 4401 155500 SH DEFINED 01 155500 0 0 BE AEROSPACE INC COM COMMON STOCK 073302101 3396 446800 SH DEFINED 01 363000 0 83800 BEASLEY BROADCAST GRP CL A COMMON STOCK 074014101 2886 281600 SH DEFINED 01 218200 0 63400 BEL FUSE INC CL A COMMON STOCK 077347201 1076 59400 SH DEFINED 01 42600 0 16800 BENCHMARK ELECTRONICS COMMON STOCK 08160H101 8898 538600 SH DEFINED 01 430300 0 108300 BLYTH INC COMMON STOCK 09643P108 4209 211600 SH DEFINED 01 165600 0 46000 BOB EVANS FARMS INC COMMON STOCK 096761101 1184 65500 SH DEFINED 01 49200 0 16300 BOWNE & CO INC COM COMMON STOCK 103043105 13699 1349700 SH DEFINED 01 1077400 0 272300 BRIGGS AND STRATTON CORP COM COMMON STOCK 109043109 17818 570900 SH DEFINED 01 458400 0 112500 BROOKS AUTOMATION INC COM COMMON STOCK 11434A100 2457 92400 SH DEFINED 01 66600 0 25800 BRUSH WELLMAN INC COM COMMON STOCK 117421107 3363 244600 SH DEFINED 01 186200 0 58400 BUCKEYE TECHNOLOGIES INC COM COMMON STOCK 118255108 7746 782400 SH DEFINED 01 616800 0 165600 C D I CORP COM COMMON STOCK 125071100 3382 210700 SH DEFINED 01 167000 0 43700 C&D TECHNOLOGY INC COM COMMON STOCK 124661109 5358 291200 SH DEFINED 01 228000 0 63200 CABOT OIL AND GAS CORP CL A COMMON STOCK 127097103 8185 410300 SH DEFINED 01 332600 0 77700 CAL DIVE INTERNATIONAL INC COMMON STOCK 127914109 2031 121900 SH DEFINED 01 93900 0 28000 CALLAWAY GOLF CO COM COMMON STOCK 131193104 3260 254700 SH DEFINED 01 199000 0 55700 CARAUSTAR INDS COM COMMON STOCK 140909102 3324 359700 SH DEFINED 01 281100 0 78600 CARLISLE COMPANIES INC COMMON STOCK 142339100 493 17600 SH DEFINED 01 12500 0 5100 CENTRAL PKG CORP COM COMMON STOCK 154785109 5949 425200 SH DEFINED 01 339600 0 85600 CENTURY ALUM CO COM COMMON STOCK 156431108 352 43900 SH DEFINED 01 34000 0 9900 CHAMPIONSHIP AUTO RACING COMMON STOCK 158711101 5514 396700 SH DEFINED 01 298700 0 98000 CHEMFIRST INC COM COMMON STOCK 16361A106 4583 227100 SH DEFINED 01 183400 0 43700 CHESAPEAKE CORP COMMON STOCK 165159104 10642 411700 SH DEFINED 01 329700 0 82000 CIRRUS LOGIC INC COM COMMON STOCK 172755100 10171 1370700 SH DEFINED 01 1120400 0 250300 CNF INC COM COMMON STOCK 12612W104 8009 350800 SH DEFINED 01 279100 0 71700 CNH GLOBAL NV ORD N20935107 6693 1159900 SH DEFINED 01 946800 0 213100 COCA COLA BOTTLING CONS COM COMMON STOCK 191098102 3390 89800 SH DEFINED 01 70400 0 19400 COMMERCIAL METALS CO COM COMMON STOCK 201723103 13616 489800 SH DEFINED 01 400000 0 89800 COORS ADOLPH CO CL B COMMON STOCK 217016104 531 11800 SH DEFINED 01 11800 0 0 COSINE COMMUNICATIONS INC COMMON STOCK 221222102 283 765100 SH DEFINED 01 596600 0 168500 CREDENCE SYS CORP COM COMMON STOCK 225302108 14178 1176600 SH DEFINED 01 932300 0 244300 CROMPTON CORP COMMON STOCK 227116100 7160 1033200 SH DEFINED 01 808100 0 225100 CYMER INC COM COMMON STOCK 232572107 9234 551300 SH DEFINED 01 437800 0 113500

CYPRESS SEMICONDUCTOR CORP COMMON STOCK 232806109 3873 260600 SH DEFINED 01 260600 0 0 DEPARTMENT 56 INC COM COMMON STOCK 249509100 3997 629500 SH DEFINED 01 488200 0 141300 DIME CMNTY BANCORP INC COM COMMON STOCK 253922108 5041 199100 SH DEFINED 01 155700 0 43400 DOVER DOWNS ENTMT INC COM COMMON STOCK 260086103 376 30400 SH DEFINED 01 21000 0 9400 DREYERS GRAND ICE CREAM INC COM COMMON STOCK 261878102 12462 429000 SH DEFINED 01 351300 0 77700 DRIL-QUIP COM STK COMMON STOCK 262037104 1893 122100 SH DEFINED 01 99800 0 22300 DUPONT PHOTOMASKS INC COM COMMON STOCK 26613X101 22132 796700 SH DEFINED 01 640500 0 156200 DYCOM INDS INC COM COMMON STOCK 267475101 5853 504600 SH DEFINED 01 404600 0 100000 EMMIS BROADCASTING CORP COMMON STOCK 291525103 10443 724200 SH DEFINED 01 572300 0 151900 ENTRAVISION COMM COMMON STOCK 29382R107 3934 460100 SH DEFINED 01 365000 0 95100 EXAR CORP COM COMMON STOCK 300645108 528 30500 SH DEFINED 01 30500 0 0 FEDERAL SIGNAL CORP COMMON STOCK 313855108 2595 147100 SH DEFINED 01 111700 0 35400 FIDELITY BANKSHARES COM COMMON STOCK 31604Q107 2680 200767.9 SH DEFINED 01 158648.9 0 42119 FILENES BASEMENT CORP COM COMMON STOCK 316866102 0 11400 SH DEFINED 01 11400 0 0 FILENET CORP COM COMMON STOCK 316869106 10503 1043000 SH DEFINED 01 830200 0 212800 FIRST COMWLTH FINL CORP PA COMMON STOCK 319829107 2995 240600 SH DEFINED 01 186100 0 54500 FIRST MERCHANTS CORP COMMON STOCK 320817109 1509 65625 SH DEFINED 01 55020 0 10605 FIRST NIAGARA FINL GRP COM COMMON STOCK 33582U100 284 17900 SH DEFINED 01 17900 0 0 FIRSTFED FINANCIAL CORP COMMON STOCK 337907109 455 17500 SH DEFINED 01 14500 0 3000 FISHER SCIENTIFIC INTL INC COM COMMON STOCK 338032204 19825 780500 SH DEFINED 01 627600 0 152900 FOOTSTAR INC COM COMMON STOCK 344912100 26791 774300 SH DEFINED 01 620900 0 153400 FRIEDMAN BILLINGS RAMSEY-A COMMON STOCK 358433100 5307 1040500 SH DEFINED 01 808400 0 232100 GARTNER GROUP INC CL-B COM STK COMMON STOCK 366651206 7615 875300 SH DEFINED 01 684000 0 191300 GENERAL SEMICONDUCTR INC COM COMMON STOCK 370787103 10305 1073475 SH DEFINED 01 871000 0 202475 GEORGIA GULF CORP NEW COMMON STOCK 373200203 5543 344900 SH DEFINED 01 265100 0 79800 GILDAN ACTIVEWEAR INC COM SUB COMMON STOCK 375916103 13159 1092000 SH DEFINED 01 890300 0 201700 GLOBAL MARINE INC COM COMMON STOCK 379352404 724 51700 SH DEFINED 01 51700 0 0 GSI LUMONICS INC COM COMMON STOCK 36229U102 2840 417700 SH DEFINED 01 312300 0 105400 HAIN CELESTIAL GROUP INC COMMON STOCK 405217100 11613 630800 SH DEFINED 01 506500 0 124300 HARMAN INTL INDS INC NEW COM COMMON STOCK 413086109 6757 201700 SH DEFINED 01 162800 0 38900 HAVERTY FURNITURE COS INC COMMON STOCK 419596101 2642 268200 SH DEFINED 01 206500 0 61700 HEARST ARGYLE TELEVISION COMMON STOCK 422317107 238 13600 SH DEFINED 01 13600 0 0 HERCULES INC COM COMMON STOCK 427056106 14107 1709900 SH DEFINED 01 1376100 0 333800 HILFIGER TOMMY CORP ORD G8915Z102 1014 113300 SH DEFINED 01 87000 0 26300 HON INDS INC COM COMMON STOCK 438092108 8163 371700 SH DEFINED 01 288000 0 83700

HOVANIAN ENTERPRISES INC CL A COMMON STOCK 442487203 9319 808200 SH DEFINED 01 647000 0 161200 HUMANA INC COM COMMON STOCK 444859102 23159 1920300 SH DEFINED 01 1535300 0 385000 IMC GLOBAL INC COM COMMON STOCK 449669100 14933 1659200 SH DEFINED 01 1342100 0 317100 INAMED CORP COM COMMON STOCK 453235103 12199 717600 SH DEFINED 01 578000 0 139600 INFOCUS CORP COM STK COMMON STOCK 45665B106 32690 2505000 SH DEFINED 01 2009100 0 495900 INFORMATICA CORP COMMON STOCK 45666Q102 4023 1018500 SH DEFINED 01 820900 0 197600 INFORMATION HOLDINGS INC COM COMMON STOCK 456727106 6558 333900 SH DEFINED 01 267700 0 66200 INFORMATION RESOURCES INC COMMON STOCK 456905108 316 49800 SH DEFINED 01 38500 0 11300 INFOUSA INC NEW COM COMMON STOCK 456818301 451 111200 SH DEFINED 01 89500 0 21700 INGRAM MICRO INC COMMON STOCK 457153104 1397 108300 SH DEFINED 01 108300 0 0 INTEGRATED CIRCUIT SYSTEMS INC COMMON STOCK 45811K208 24401 1909300 SH DEFINED 01 1534400 0 374900 INTEGRATED SILICON SOLUTIONS INC COMMON STOCK 45812P107 425 49500 SH DEFINED 01 36700 0 12800 INTERFACE FLOORING SYS INC CL A COMMON STOCK 458665106 4888 1136700 SH DEFINED 01 880100 0 256600 INTERTAN INC COM COMMON STOCK 461120107 10390 1323550 SH DEFINED 01 1060150 0 263400 INTERTAPE POLYMER GROUP INC COMMON STOCK 460919103 5832 767400 SH DEFINED 01 625500 0 141900 INTRAWEST CORP CAD NPV COM COMMON STOCK 460915200 18000 1352400 SH DEFINED 01 1086900 0 265500 IXYS CORPORATION COM STK COMMON STOCK 46600W106 877 147400 SH DEFINED 01 95600 0 51800 JD EDWARDS & CO COM STK COMMON STOCK 281667105 2303 323400 SH DEFINED 01 250000 0 73400 JLG INDS INC COMMON STOCK 466210101 3284 358500 SH DEFINED 01 264100 0 94400 KAMAN CORP COMMON STOCK 483548103 1127 85100 SH DEFINED 01 65700 0 19400 KB HOME COMMON STOCK 48666K109 18413 648100 SH DEFINED 01 525100 0 123000 KEANE INC COM COMMON STOCK 486665102 9070 664500 SH DEFINED 01 532900 0 131600 KELLY SVCS INC CL A COMMON STOCK 488152208 1085 53700 SH DEFINED 01 40100 0 13600 KEMET CORPORATION COMMON STOCK 488360108 2013 122300 SH DEFINED 01 90500 0 31800 KEY ENERGY GROUP INC COM COMMON STOCK 492914106 14292 2247100 SH DEFINED 01 1815700 0 431400 KEY3MEDIA GROUP INC COMMON STOCK 49326R104 767 193800 SH DEFINED 01 152100 0 41700 KEYNOTE SYSTEMS COM STK COMMON STOCK 493308100 11129 1464400 SH DEFINED 01 1189000 0 275400 KIMBALL INTL INC CL B COMMON STOCK 494274103 8122 617200 SH DEFINED 01 499700 0 117500 LATTICE SEMICONDUCTOR CORP COMMON STOCK 518415104 1661 105800 SH DEFINED 01 105800 0 0 LEGATO SYS INC COM COMMON STOCK 524651106 4789 873900 SH DEFINED 01 691700 0 182200 LIGHTBRIDGE INC COM COMMON STOCK 532226107 9301 907400 SH DEFINED 01 719300 0 188100 LIMITED INC COM COMMON STOCK 532716107 2649 278800 SH DEFINED 01 278800 0 0 LINCOLN ELECTRIC HOLDINGS COM COMMON STOCK 533900106 8273 375700 SH DEFINED 01 301200 0 74500 LONGVIEW FIBRE CO COM COMMON STOCK 543213102 1048 103800 SH DEFINED 01 83700 0 20100 LOUISIANA PAC CORP COM COMMON STOCK 546347105 5187 798000 SH DEFINED 01 618600 0 179400

MANDALAY RESORT GROUP COMMON STOCK 562567107 615 37900 SH DEFINED 01 26200 0 11700 MARTHA STEWART COM STK COMMON STOCK 573083102 5273 353900 SH DEFINED 01 286400 0 67500 MARTIN MARIETTA MATLS COM COMMON STOCK 573284106 450 11500 SH DEFINED 01 11500 0 0 MASSEY ENERGY COM STK COMMON STOCK 576206106 19414 1325200 SH DEFINED 01 1059400 0 265800 MATTSON TECHNOLOGY INC COMMON STOCK 577223100 2340 585100 SH DEFINED 01 452700 0 132400 MAVERICK TUBE CORP COM COMMON STOCK 577914104 4917 542700 SH DEFINED 01 430000 0 112700 MAX RE CAPITAL LTD HAMILTON SHS G6052F103 5986 418600 SH DEFINED 01 324000 0 94600 MENTOR GRAPHICS CORP COMMON STOCK 587200106 6550 475300 SH DEFINED 01 384800 0 90500 METHANEX CORP COM COMMON STOCK 59151K108 4068 842300 SH DEFINED 01 696300 0 146000 MIDWAY GAMES INC COM COMMON STOCK 598148104 5596 462100 SH DEFINED 01 354000 0 108100 MIDWEST EXPRESS HLDGS INC COM COMMON STOCK 597911106 5633 531400 SH DEFINED 01 423300 0 108100 MIIX GROUP INC COM COMMON STOCK 59862V104 3802 348800 SH DEFINED 01 264600 0 84200 MILACRON INC COM COMMON STOCK 598709103 2809 234900 SH DEFINED 01 185900 0 49000 MILLENNIUM CHEMICALS INC COM COMMON STOCK 599903101 5960 568200 SH DEFINED 01 459900 0 108300 MIRANT CORP COM STK COMMON STOCK 604675108 576 26300 SH DEFINED 01 26300 0 0 MOLECULAR DEVICES CORP COM COMMON STOCK 60851C107 2155 115600 SH DEFINED 01 85800 0 29800 MONDAVI ROBERT CORP CL A COMMON STOCK 609200100 17618 494900 SH DEFINED 01 395500 0 99400 MONTANA PWR CO COM COMMON STOCK 612085100 17829 3396000 SH DEFINED 01 2743300 0 652700 MUELLER INDUSTRIES INC COMMON STOCK 624756102 8596 299500 SH DEFINED 01 249300 0 50200 MULTEX.COM INC COMMON STOCK 625367107 1924 929500 SH DEFINED 01 734700 0 194800 NATIONAL PENN BANCSHARES INC COM COMMON STOCK 637138108 998 42470 SH DEFINED 01 40800 0 1670 NAUTICA ENTERPRISES INC COMMON STOCK 639089101 1231 104000 SH DEFINED 01 83600 0 20400 NEIMAN MARCUS GROUP CL B COMMON STOCK 640204301 4148 175000 SH DEFINED 01 137500 0 37500 NMS COMM CORP COMMON STOCK 629248105 3289 2108400 SH DEFINED 01 1700400 0 408000 NS GROUP INC COM COMMON STOCK 628916108 2901 426600 SH DEFINED 01 333400 0 93200 NU HORIZONS ELECTRS CORP COM COMMON STOCK 669908105 7740 1025100 SH DEFINED 01 795450 0 229650 NUEVO ENERGY CO COM COMMON STOCK 670509108 1392 99800 SH DEFINED 01 81000 0 18800 ODYSSEY RE HLDGS CORP COMMON STOCK 67612W108 11407 810500 SH DEFINED 01 651300 0 159200 OIL STS INTL INC COM COMMON STOCK 678026105 2320 351500 SH DEFINED 01 271800 0 79700 OLD NATL BANCORP IND COM COMMON STOCK 680033107 5223 200900 SH DEFINED 01 158800 0 42100 OLD REP INTL CORP COM COMMON STOCK 680223104 498 19000 SH DEFINED 01 19000 0 0 OLIN CORP COM COMMON STOCK 680665205 12552 853900 SH DEFINED 01 693100 0 160800 PACIFIC SUNWARE CALIF INC COMMON STOCK 694873100 2625 190900 SH DEFINED 01 147500 0 43400 PACKAGING CORP AMER COM COMMON STOCK 695156109 224 14500 SH DEFINED 01 14500 0 0 PALL CORP COM COMMON STOCK 696429307 340 17500 SH DEFINED 01 17500 0 0

PARAMETRIC TECHNOLOGY CORP COMMON STOCK 699173100 1477 284500 SH DEFINED 01 284500 0 0 PARK ELECTROCHEMICAL CORP COM COMMON STOCK 700416209 10112 464900 SH DEFINED 01 373600 0 91300 PATTERSON UTI ENERGY COM COMMON STOCK 703481101 8997 727900 SH DEFINED 01 570700 0 157200 PC TEL INC COM STK COMMON STOCK 69325Q105 4731 630800 SH DEFINED 01 487100 0 143700 PEABODY ENERGY CORP COM COMMON STOCK 704549104 28886 1198600 SH DEFINED 01 973000 0 225600 PEGASUS COMMUNICATIONS CORP COMMON STOCK 705904100 9167 1309600 SH DEFINED 01 1058300 0 251300 PENN VA CORP COM COMMON STOCK 707882106 6700 238000 SH DEFINED 01 184100 0 53900 PENTON MEDIA INC COM STK COMMON STOCK 709668107 5154 1451800 SH DEFINED 01 1166900 0 284900 PENZOIL-QUAKER STATE CO COMMON STOCK 709323109 14579 1304000 SH DEFINED 01 1014300 0 289700 PEP BOYS MANNY MOE AND JACK COM COMMON STOCK 713278109 7387 668500 SH DEFINED 01 532700 0 135800 PHARMACOPEIA INC COMMON STOCK 71713B104 1978 152600 SH DEFINED 01 114600 0 38000 PHELPS DODGE CORP COM COMMON STOCK 717265102 2533 92100 SH DEFINED 01 92100 0 0 PHILLIPS-VAN HEUSEN CORP COMMON STOCK 718592108 222 22400 SH DEFINED 01 16200 0 6200 PHOENIX COMPANIES INC NEW COM COMMON STOCK 71902E109 12984 898600 SH DEFINED 01 733100 0 165500 PHOTRONICS INC COM STK COMMON STOCK 719405102 5077 275200 SH DEFINED 01 222300 0 52900 PIER 1 IMPORTS INC GA COM COMMON STOCK 720279108 3947 475500 SH DEFINED 01 371200 0 104300 PILGRIMS PRIDE CORP CL A COMMON STOCK 721467207 481 49600 SH DEFINED 01 37900 0 11700 PILGRIMS PRIDE CORP CL B COMMON STOCK 721467108 8901 645000 SH DEFINED 01 499400 0 145600 PIONEER STD ELECTRS INC COM COMMON STOCK 723877106 13514 1498200 SH DEFINED 01 1231500 0 266700 PLAYTEX PRODS INC COMMON STOCK 72813P100 4467 440100 SH DEFINED 01 344100 0 96000 POPE & TALBOT INC COM COMMON STOCK 732827100 8739 682700 SH DEFINED 01 547800 0 134900 POWER-ONE INC COMMON STOCK 739308104 1001 162800 SH DEFINED 01 125700 0 37100 PRECISION CASTPARTS CP COM COMMON STOCK 740189105 278 12500 SH DEFINED 01 12500 0 0 PRI AUTOMATION INC COM COMMON STOCK 69357H106 1203 120100 SH DEFINED 01 85200 0 34900 PRIDE INTERNATIONAL INC COM COMMON STOCK 74153Q102 25814 2482100 SH DEFINED 01 2009600 0 472500 PULITZER INC COM COMMON STOCK 745769109 9467 213800 SH DEFINED 01 167200 0 46600 QUANTA SERVICES INC COM COMMON STOCK 74762E102 13476 945700 SH DEFINED 01 752600 0 193100 QUANTUM CORP-DLT STORAGE SYSTE COMMON STOCK 747906204 82 10000 SH DEFINED 01 10000 0 0 QUIKSILVER INC COM COMMON STOCK 74838C106 2573 208300 SH DEFINED 01 158700 0 49600 RAILAMERICA INC COM COMMON STOCK 750753105 10121 809700 SH DEFINED 01 631100 0 178600 READERS DIGEST ASSN INC CL-A COMMON STOCK 755267101 3364 182900 SH DEFINED 01 182900 0 0 REEBOK INTL LTD COM COMMON STOCK 758110100 4206 203200 SH DEFINED 01 157800 0 45400 RELIANCE STEEL & ALUM COM COMMON STOCK 759509102 5346 225000 SH DEFINED 01 177200 0 47800 REMEC INC COM COMMON STOCK 759543101 4379 552200 SH DEFINED 01 431100 0 121100 RUSSELL CORP COMMON STOCK 782352108 10693 778800 SH DEFINED 01 614800 0 164000

RYDER SYSTEM INC COMMON STOCK 783549108 20696 1035300 SH DEFINED 01 829700 0 205600 SAKS INCORPORATED COM STK COMMON STOCK 79377W108 5845 1169000 SH DEFINED 01 944800 0 224200 SANMINA CORP COM COMMON STOCK 800907107 1415 104200 SH DEFINED 01 104200 0 0 SAPIENT CORP COMMON STOCK 803062108 1373 356600 SH DEFINED 01 252500 0 104100 SAUER-DANFOSS INC COMMON STOCK 804137107 2857 365300 SH DEFINED 01 285600 0 79700 SCHULER HOMES INC COM COMMON STOCK 808188106 3893 320400 SH DEFINED 01 252200 0 68200 SCIENTIFIC ATLANTA COMMON STOCK 808655104 1850 105700 SH DEFINED 01 105700 0 0 SENSIENT TECH CORP COMMON STOCK 81725T100 6757 362700 SH DEFINED 01 291600 0 71100 SERENA SOFTWARE INC COM STK COMMON STOCK 817492101 1370 117600 SH DEFINED 01 81200 0 36400 SITEL CORPORATION COMMON STOCK 82980K107 510 573100 SH DEFINED 01 436200 0 136900 SIX FLAGS INC COM NEW COMMON STOCK 83001P109 22250 1819300 SH DEFINED 01 1475700 0 343600 SNAP-ON INC COM COMMON STOCK 833034101 22629 1013400 SH DEFINED 01 816300 0 197100 SOTHEBYS HOLDINGS INC COMMON STOCK 835898107 3032 252900 SH DEFINED 01 206500 0 46400 ST MARY LD & EXPL CO COM COMMON STOCK 792228108 11008 691000 SH DEFINED 01 546300 0 144700 STATION CASINOS INC COMMON STOCK 857689103 4991 594200 SH DEFINED 01 451800 0 142400 STEELCASE INC CL A COMMON STOCK 858155203 7876 626600 SH DEFINED 01 522600 0 104000 STERLING BANCORP COM COMMON STOCK 859158107 1074 37356 SH DEFINED 01 37356 0 0 STEWART ENTERPRISES CL A COMMON STOCK 860370105 12121 2089900 SH DEFINED 01 1695800 0 394100 STOLT NIELSEN SA SPONS ADR RE ADRS STOCKS 861565109 13412 1047800 SH DEFINED 01 833100 0 214700 STONE ENERGY CORP COM COMMON STOCK 861642106 11687 362937 SH DEFINED 01 291071 0 71866 SYBASE INC COM COMMON STOCK 871130100 21221 2281800 SH DEFINED 01 1849800 0 432000 SYCAMORE NETWORK INC COM STK COMMON STOCK 871206108 1283 368800 SH DEFINED 01 306800 0 62000 TECHNITROL INC COM COMMON STOCK 878555101 1349 60500 SH DEFINED 01 45100 0 15400 TECHNOLOGY SOLUTIONS COMMON STOCK 87872T108 98 46800 SH DEFINED 01 0 0 46800 TECUMSEH PRODUCTS CO CL B COMMON STOCK 878895101 7317 168600 SH DEFINED 01 127500 0 41100 TEKTRONIX INC COMMON STOCK 879131100 360 20600 SH DEFINED 01 20600 0 0 TELEDYNE TECH COM STK COMMON STOCK 879360105 21719 1361700 SH DEFINED 01 1087100 0 274600 TELLABS INC COM COMMON STOCK 879664100 1211 122600 SH DEFINED 01 122600 0 0 TENNANT CO COMMON STOCK 880345103 8124 232100 SH DEFINED 01 185700 0 46400 TERADYNE INC COM COMMON STOCK 880770102 638 32700 SH DEFINED 01 32700 0 0 TEREX CORP NEW COM COMMON STOCK 880779103 18125 1017700 SH DEFINED 01 809400 0 208300 TEXAS INDS INC COM COMMON STOCK 882491103 1545 50000 SH DEFINED 01 36900 0 13100 THOMAS AND BETTS CORP COMMON STOCK 884315102 692 39600 SH DEFINED 01 29300 0 10300 TIMKEN COMPANY COM COMMON STOCK 887389104 19703 1438200 SH DEFINED 01 1162900 0 275300 TITAN CORP COM COMMON STOCK 888266103 17383 886900 SH DEFINED 01 704800 0 182100

TOPPS INC COM COMMON STOCK 890786106 3620 377100 SH DEFINED 01 305400 0 71700 TREDEGAR INDUSTRIES INC COMMON STOCK 894650100 4221 248300 SH DEFINED 01 189700 0 58600 TRENWICK GRP LTD COMMON STOCK G9032C109 1988 244800 SH DEFINED 01 190900 0 53900 TRICO MARINE SERVICES INC COMMON STOCK 896106101 3312 559400 SH DEFINED 01 441700 0 117700 TRIMBLE NAV LTD COM COMMON STOCK 896239100 8557 561100 SH DEFINED 01 446800 0 114300 TRIQUINT SEMICONDUCTOR INC COMMON STOCK 89674K103 3730 233300 SH DEFINED 01 189200 0 44100 UCAR INTL INC COM COMMON STOCK 90262K109 8736 981600 SH DEFINED 01 768800 0 212800 ULTRATECH STEPPER INC COM COMMON STOCK 904034105 6961 581500 SH DEFINED 01 456600 0 124900 UNITED NATIONAL BANCORP NJ COM COMMON STOCK 910909100 5253 206000 SH DEFINED 01 154700 0 51300 UNITED THERAPEUTIC DEL COMMON STOCK 91307c102 2099 167100 SH DEFINED 01 129400 0 37700 US INDS INC NEW COM COMMON STOCK 912080108 101 43800 SH DEFINED 01 0 0 43800 USX-US STL COM COMMON STOCK 90337T101 1982 141800 SH DEFINED 01 110900 0 30900 VAIL RESORTS INC COM COMMON STOCK 91879Q109 7413 533300 SH DEFINED 01 412000 0 121300 VALMONT INDS INC COM COMMON STOCK 920253101 2142 153000 SH DEFINED 01 117600 0 35400 VALUEVISION INTL INC COM COMMON STOCK 92047K107 7856 609000 SH DEFINED 01 491900 0 117100 VANS INC COM COMMON STOCK 921930103 3192 277800 SH DEFINED 01 215400 0 62400 VARCO INTL INC DEL COMMON STOCK 922122106 6541 541500 SH DEFINED 01 435100 0 106400 VARIAN SEMICONDUCTOR EQUIPMENT COMMON STOCK 922207105 3878 150000 SH DEFINED 01 112000 0 38000 VEECO INSTRUMENTS INC COM COMMON STOCK 922417100 3172 119700 SH DEFINED 01 92200 0 27500 VENTIV HEALTH INC COM COMMON STOCK 922793104 4248 1046300 SH DEFINED 01 842800 0 203500 VERITY INC COM COMMON STOCK 92343C106 5978 591900 SH DEFINED 01 482700 0 109200 VIASYSTEMS GRP COM STK COMMON STOCK 92553H100 1897 2918700 SH DEFINED 01 2337400 0 581300 VINTAGE PETROLEUM INC COM COMMON STOCK 927460105 1580 99700 SH DEFINED 01 74400 0 25300 VIRATA CORPORATION COMMON STOCK 927646109 1134 113600 SH DEFINED 01 89100 0 24500 VOLT INFORMATION SCIEN COM COMMON STOCK 928703107 1754 146400 SH DEFINED 01 113700 0 32700 VOLVO AB ADR B ADRS STOCKS 928856400 1605 125500 SH DEFINED 01 125500 0 0 WALLACE COMPUTER SVCS COM COMMON STOCK 932270101 6214 390800 SH DEFINED 01 303900 0 86900 WALTER INDS INC COM COMMON STOCK 93317Q105 2291 256000 SH DEFINED 01 199100 0 56900 WATSCO INC COM COMMON STOCK 942622200 4737 361900 SH DEFINED 01 287800 0 74100 WAUSAU-MOSINEE PAPER COM COMMON STOCK 943315101 2636 225300 SH DEFINED 01 169800 0 55500 WD-40 CO COM COMMON STOCK 929236107 3189 155200 SH DEFINED 01 126300 0 28900 WEIS MARKETS INC COM COMMON STOCK 948849104 436 15700 SH DEFINED 01 12400 0 3300 WELLMAN INC COM COMMON STOCK 949702104 6679 578300 SH DEFINED 01 450300 0 128000 WESCAST INDS INC CL A SUB VTG 950813105 1226 43800 SH DEFINED 01 31900 0 11900 WINN DIXIE STORES COMMON STOCK 974280109 2759 241000 SH DEFINED 01 241000 0 0

XTO ENERGY CORP COM COMMON STOCK 98385X106 1767 126700 SH DEFINED 01 126700 0 0 YELLOW CORP COM COMMON STOCK 985509108 700 34400 SH DEFINED 01 25500 0 8900 YORK INTL CORP NEW COM COMMON STOCK 986670107 619 21600 SH DEFINED 01 15400 0 6200

HIGH ROCK CAPITAL LLC 13F-HR