13F-HR 1 b48490hae13fvhr.txt HIGH ROCK ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HIGH ROCK ASSET MANAGEMENT LLC Address: 28 STATE STREET, 18TH FLOOR BOSTON, MA. 02109 13 File Number: 28-05143 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: DAVID L. DIAMOND Title: PRESIDENT Phone: 617-747-5800 Signature, Place and Date of Signing: /s/ DAVID L. DIAMOND Boston, MA November 13, 2003 ---------------------- ------------ ------------------- High Rock Asset Management LLC is the parent company and sole member of High Rock Capital LLC. In accordance with 17 CFR 240.13f-1 (b), High Rock Asset Management LLC is deemed to exercise "investment discretion" with respect to all accounts with which High Rock Capital LLC exercises "investment discretion". Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-05139 High Rock Capital LLC ------------------ ----------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 195 Form 13F Information Table Value Total: $94,932 (thousands) List of Other Included Managers: None

HIGH ROCK ASSET MANAGEMENT LLC 13F-HR