Stettin Glen D. 4

4 · Express Scripts Holding Co. · Filed Jan 4, 2018

Form 4

Period: 2018-01-02

Sr. VP, Clin. Res. & New Sol.

Transactions

Sale
Common Stock
2018-01-02$76.00/sh−3,448$262,048→ 37,055.331 total
Exercise/Conversion
Common Stock
2018-01-02$75.23/sh+158$11,886→ 37,213.331 total
Tax Payment
Common Stock
2018-01-02$75.23/sh−49$3,686→ 37,164.331 total
Discretionary Transaction
Phantom Stock Units
2018-01-02$75.23/sh+635.299$47,794→ 1,487.868 total
Exercise: $0.00→ Express Scripts Holding Company Common Stock (635.299 underlying)
Exercise/Conversion
Phantom Stock Units
2018-01-02$75.23/sh−158.825$11,948→ 1,329.043 total
Exercise: $0.00→ Express Scripts Holding Company Common Stock (158.825 underlying)

Footnotes (4)

[F1]The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
[F2]Represents shares tendered to Company to cover Reporting Person's tax liability due upon settlement of Phantom Stock Units.
[F3]Phantom Stock Units acquired under the Company's Executive Deferred Compensation Plan pursuant to a previously made election.
[F4]Upon distribution each Phantom Stock Unit converts to one share of the Company's Common Stock. Phantom Stock Units reflected herein may be transferred by the reporting person into an alternative investment account at any time.

Documents

1 file