4//SEC Filing
NEW YORK TIMES CO 4
Accession 0000950142-08-001400
$NYTCIK 0000071691operating
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 7:43 PM ET
Size
27.7 KB
Accession
0000950142-08-001400
Insider Transaction Report
Form 4
HMC INVESTORS, L.L.C.
10% OwnerOther
Transactions
- Purchase
Class A Common Stock (par value $0.10 per share)
2008-08-01$13.00/sh+200,000$2,600,000→ 28,488,434 total(indirect: See Notes)
Holdings
- 100(indirect: See Notes)
Class A Common Stock (par value $0.10 per share)
FIREBRAND INVESTMENTS, LLC
10% OwnerOther
Transactions
- Purchase
Class A Common Stock (par value $0.10 per share)
2008-08-01$13.00/sh+200,000$2,600,000→ 28,488,434 total(indirect: See Notes)
Holdings
- 100(indirect: See Notes)
Class A Common Stock (par value $0.10 per share)
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
10% OwnerOther
Transactions
- Purchase
Class A Common Stock (par value $0.10 per share)
2008-08-01$13.00/sh+200,000$2,600,000→ 28,488,434 total(indirect: See Notes)
Holdings
- 100(indirect: See Notes)
Class A Common Stock (par value $0.10 per share)
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.
10% OwnerOther
Transactions
- Purchase
Class A Common Stock (par value $0.10 per share)
2008-08-01$13.00/sh+200,000$2,600,000→ 28,488,434 total(indirect: See Notes)
Holdings
- 100(indirect: See Notes)
Class A Common Stock (par value $0.10 per share)
FALCONE PHILIP
10% OwnerOther
Transactions
- Purchase
Class A Common Stock (par value $0.10 per share)
2008-08-01$13.00/sh+200,000$2,600,000→ 28,488,434 total(indirect: See Notes)
Holdings
- 100(indirect: See Notes)
Class A Common Stock (par value $0.10 per share)
HARBERT MANAGEMENT CORP
10% OwnerOther
Transactions
- Purchase
Class A Common Stock (par value $0.10 per share)
2008-08-01$13.00/sh+200,000$2,600,000→ 28,488,434 total(indirect: See Notes)
Holdings
- 100(indirect: See Notes)
Class A Common Stock (par value $0.10 per share)
GALLOWAY SCOTT
Director
Transactions
- Purchase
Class A Common Stock (par value $0.10 per share)
2008-08-01$13.00/sh+200,000$2,600,000→ 28,488,434 total(indirect: See Notes)
Holdings
- 100(indirect: See Notes)
Class A Common Stock (par value $0.10 per share)
HMC - NEW YORK, INC.
10% OwnerOther
Transactions
- Purchase
Class A Common Stock (par value $0.10 per share)
2008-08-01$13.00/sh+200,000$2,600,000→ 28,488,434 total(indirect: See Notes)
Holdings
- 100(indirect: See Notes)
Class A Common Stock (par value $0.10 per share)
LUCE MICHAEL D
10% OwnerOther
Transactions
- Purchase
Class A Common Stock (par value $0.10 per share)
2008-08-01$13.00/sh+200,000$2,600,000→ 28,488,434 total(indirect: See Notes)
Holdings
- 100(indirect: See Notes)
Class A Common Stock (par value $0.10 per share)
HARBERT RAYMOND J
10% OwnerOther
Transactions
- Purchase
Class A Common Stock (par value $0.10 per share)
2008-08-01$13.00/sh+200,000$2,600,000→ 28,488,434 total(indirect: See Notes)
Holdings
- 100(indirect: See Notes)
Class A Common Stock (par value $0.10 per share)
Footnotes (6)
- [F1]IMPORTANT NOTE: THE SECURITIES SET FORTH IN THIS REPORT ARE DIRECTLY BENEFICIALLY OWNED BY HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD., HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. AND/OR HARBINGER CAPITAL PARTNERS NY, LLC (COLLECTIVELY, THE "FUNDS"). ALL OTHER REPORTING PERSONS ARE INCLUDED WITHIN THIS REPORT DUE TO THEIR AFFILIATION WITH ONE OR MORE OF THE FUNDS.
- [F2]Harbinger Capital Partners Master Fund I, Ltd., or the Master Fund, is the direct beneficial owner of 100 shares of the Issuer's class A common stock, or the Shares, Harbinger Capital Partners Special Situations Fund, L.P., or the Special Situations Fund, is the direct beneficial owner of 100 Shares and Harbinger Capital Partners NY, LLC, or the LLC, is the direct beneficial owner of 28,488,434 Shares. The Master Fund and the Special Situations Fund may be deemed to indirectly beneficially own certain of the shares directly beneficially owned by the LLC (See Note 5).
- [F3]Harbinger Capital Partners Offshore Manager, L.L.C., or Harbinger Management, is the investment manager of the Master Fund. HMC Investors, L.L.C., or HMC Investors, is the managing member of Harbinger Management. Philip Falcone is a member of HMC Investors and the portfolio manager of the Master Fund. Raymond J. Harbert and Michael D. Luce are members of HMC Investors. Each of Harbinger Management, HMC Investors and Messrs. Falcone, Harbert and Luce may be deemed to beneficially own the securities owned directly or indirectly by the Master Fund. Such persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]Harbinger Capital Partners Special Situations GP, LLC, or HCPSS, is the general partner of the Special Situations Fund, HMC-New York, Inc., or HMCNY, is the managing member of HCPSS. Harbert Management Corporation, or HMC, is the parent of HMCNY. Philip Falcone is a shareholder of HMC and the portfolio manager of the Special Situations Fund. Raymond J. Harbert and Michael D. Luce are shareholders of HMC. Each of HCPSS, HMCNY, HMC, and Messrs. Falcone, Harbert and Luce may be deemed to beneficially own the securities owned directly or indirectly by the Special Situations Fund. Such persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F5]The Master Fund, the Special Situations Fund and Firebrand Investments, LLC, or Firebrand Investments, are members of the LLC. Scott Galloway is the managing member of Firebrand Investments. The Master Fund has sole investment control over the securities directly owned by the LLC that were contributed to the LLC by the Master Fund or purchased using capital contributions of the Master Fund to the LLC. The Special Situations Fund has sole investment control over the securities directly owned by the LLC that were contributed to the LLC by the Special Situations Fund or purchased using capital contributions of the Special Situations Fund to the LLC. Firebrand Investments has sole investment control over the securities directly owned by the LLC that were contributed to the LLC by Firebrand Investments (or certain related investors) or purchased using capital contributions of Firebrand Investments (or certain related investors) to the LLC.
- [F6]Under the terms of the operating agreement of the LLC, Firebrand Investments has an interest in the net profits from investments in the Issuer that are made by the Master Fund and the Special Situations Fund, including direct investments and indirect investments through the LLC. Mr. Galloway may be deemed to indirectly beneficially own securities that are beneficially owned by Firebrand Investments. Firebrand Investments and Mr. Galloway disclaim beneficial ownership of the securities beneficially owned by the LLC, the Master Fund and the Special Situations Fund, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
NEW YORK TIMES CO
CIK 0000071691
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000071691
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 7:43 PM ET
- Size
- 27.7 KB