4//SEC Filing
HRG GROUP, INC. 4
Accession 0000950142-15-002388
$SPBCIK 0000109177operating
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 2:29 PM ET
Size
14.4 KB
Accession
0000950142-15-002388
Insider Transaction Report
Form 4
HARBINGER HOLDINGS, LLC
10% OwnerOther
Transactions
- Sale
Common Stock (par value $0.01 per share)
2015-11-10$13.04/sh−2,500,000$32,600,000→ 17,250,000 total - Sale
Common Stock (par value $0.01 per share)
2015-11-11$13.26/sh−250,000$3,315,000→ 17,000,000 total
HARBINGER CAPITAL PARTNERS LLC
10% OwnerOther
Transactions
- Sale
Common Stock (par value $0.01 per share)
2015-11-10$13.04/sh−2,500,000$32,600,000→ 17,250,000 total - Sale
Common Stock (par value $0.01 per share)
2015-11-11$13.26/sh−250,000$3,315,000→ 17,000,000 total
FALCONE PHILIP
10% OwnerOther
Transactions
- Sale
Common Stock (par value $0.01 per share)
2015-11-11$13.26/sh−250,000$3,315,000→ 17,000,000 total - Sale
Common Stock (par value $0.01 per share)
2015-11-10$13.04/sh−2,500,000$32,600,000→ 17,250,000 total
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
10% OwnerOther
Transactions
- Sale
Common Stock (par value $0.01 per share)
2015-11-10$13.04/sh−2,500,000$32,600,000→ 17,250,000 total - Sale
Common Stock (par value $0.01 per share)
2015-11-11$13.26/sh−250,000$3,315,000→ 17,000,000 total
Footnotes (4)
- [F1]The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $13.00 to $13.22, inclusive.
- [F2]The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, HRG Group, Inc. ("HRG") or a security holder of HRG full information regarding the number of Shares sold at each separate price within the range set forth on this line.
- [F3]The sale price represents the weighted average sale price for multiple transactions reporting on this line. The prices of the transactions ranged from $13.12 to $13.40, inclusive.
- [F4]These Shares are owned directly by Harbinger Capital Partners Master Fund I, Ltd. (the "Master Fund"), which is a Reporting Person. These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners LLC ("Harbinger LLC"), the investment manager of the Master Fund; Harbinger Holdings, LLC ("Harbinger Holdings"), the manager of Harbinger LLC; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Master Fund. Each person listed in this Footnote disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
HRG GROUP, INC.
CIK 0000109177
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000109177
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 2:29 PM ET
- Size
- 14.4 KB