4//SEC Filing
Houghton Mifflin Harcourt Co 4
Accession 0000950142-17-001166
CIK 0001580156operating
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 7:06 PM ET
Size
10.6 KB
Accession
0000950142-17-001166
Insider Transaction Report
Form 4
MCKERNAN JOHN R JR
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-05-31−4,942→ 0 total→ Common Stock (4,942 underlying) - Award
Phantom Stock
2017-05-31+4,942→ 4,942 total→ Common Stock (4,942 underlying) - Award
Restricted Stock Units
2017-05-31+6,883→ 6,883 total→ Common Stock (6,883 underlying)
Footnotes (3)
- [F1]Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock.
- [F2]Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2016, the reporting person deferred the receipt of 4,942 shares of common stock and received instead 4,942 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan.
- [F3]This grant of restricted stock units will vest on May 31, 2018, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan.
Documents
Issuer
Houghton Mifflin Harcourt Co
CIK 0001580156
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001580156
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 7:06 PM ET
- Size
- 10.6 KB