Home/Filings/4/0000950142-21-001939
4//SEC Filing

Fricker William 4

Accession 0000950142-21-001939

CIK 0001719406other

Filed

Jun 9, 8:00 PM ET

Accepted

Jun 10, 6:46 PM ET

Size

8.5 KB

Accession

0000950142-21-001939

Insider Transaction Report

Form 4
Period: 2021-05-24
Fricker William
CFO & Treasurer
Transactions
  • Award

    Employee Stock Option (Right to buy)

    2021-05-24+99,200198,400 total
    Exercise: $3.08Exp: 2030-11-14Common Stock (99,200 underlying)
  • Award

    Employee Stock Option (Right to buy)

    2021-05-24+99,20099,200 total
    Exercise: $3.08Exp: 2030-11-14Common Stock (99,200 underlying)
Footnotes (2)
  • [F1]Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement).
  • [F2]Subject to certain conditions, the options will generally vest in 36 equal installments every month commencing on 11/30/20 and fully vesting on 11/30/23.

Issuer

NRX Pharmaceuticals, Inc.

CIK 0001719406

Entity typeother

Related Parties

1
  • filerCIK 0001752213

Filing Metadata

Form type
4
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 6:46 PM ET
Size
8.5 KB