iANTHUS CAPITAL HOLDINGS, INC.·4

Jun 2, 5:25 PM ET

SHOGHI ALEXANDER 4

4 · iANTHUS CAPITAL HOLDINGS, INC. · Filed Jun 2, 2023

Insider Transaction Report

Form 4
Period: 2023-06-01
Transactions
  • Award

    Common Stock

    2023-06-01$0.02/sh+424,148$8,1014,984,933 total
Holdings
  • Restricted Stock Units

    Common Stock (4,460,785 underlying)
    4,460,785
Footnotes (3)
  • [F1]This transaction was executed in multiple trades at prices ranging from $0.0155 to $0.0250; the price reported above reflects the volume-weighted average purchase price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer or a security holder of the Issuer.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
  • [F3]The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. The restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4