4//SEC Filing
Yu Peter 4
Accession 0000950170-23-029686
CIK 0001838615other
Filed
Jun 22, 8:00 PM ET
Accepted
Jun 23, 5:32 PM ET
Size
10.5 KB
Accession
0000950170-23-029686
Insider Transaction Report
Form 4
Yu Peter
DirectorChief Executive Officer10% Owner
Transactions
- Other
Class A Common Stock
2023-06-23−23,641→ 478,467 total(indirect: See Footnote)
Holdings
- 6,039,292(indirect: See Footnote)
Class A Common Stock
- 13,111
Class A Common Stock
CGC Sponsor LLC
10% Owner
Transactions
- Other
Class A Common Stock
2023-06-23−23,641→ 478,467 total(indirect: See Footnote)
Holdings
- 6,039,292(indirect: See Footnote)
Class A Common Stock
- 13,111
Class A Common Stock
Pangaea Three-B, LP
10% Owner
Transactions
- Other
Class A Common Stock
2023-06-23−23,641→ 478,467 total(indirect: See Footnote)
Holdings
- 6,039,292(indirect: See Footnote)
Class A Common Stock
- 13,111
Class A Common Stock
Footnotes (3)
- [F1]The shares were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672).
- [F2]Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
- [F3]Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
Documents
Issuer
AlTi Global, Inc.
CIK 0001838615
Entity typeother
Related Parties
1- filerCIK 0001426890
Filing Metadata
- Form type
- 4
- Filed
- Jun 22, 8:00 PM ET
- Accepted
- Jun 23, 5:32 PM ET
- Size
- 10.5 KB