Shukla Rajiv 4
4 · Carmell Corp · Filed Jan 4, 2024
Insider Transaction Report
Form 4
Carmell CorpCTCX
Shukla Rajiv
DirectorChief Executive Officer10% Owner
Transactions
- Other
Common Stock
2021-07-26+0→ 4,249,908 total(indirect: By LLC) - Award
Common Stock
2023-01-02+14,347→ 48,526 total
Footnotes (2)
- [F1]The indicated shares were issued to the Reporting Person pursuant to the Executive Employment Agreement between the Issuer and the Reporting Person dated December 29, 2023. Such agreement was included in the Issuer's Form 8-K filed on January 5, 2024.
- [F2]AHAC Sponsor III LLC (the "Sponsor") is the record holder of these shares and reported the ownership of these shares on Form 3 filed with the SEC on July 26, 2021. The Reporting Person is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. The Reporting Person filed a Form 3 related to its indirect beneficial ownership of these shares on July 26, 2021. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.