4//SEC Filing
Kajee Shiraz 4
Accession 0000950170-24-032304
CIK 0001418076other
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 5:07 PM ET
Size
6.7 KB
Accession
0000950170-24-032304
Insider Transaction Report
Form 4
Kajee Shiraz
See Remarks
Transactions
- Award
Restricted Stock Units
2024-03-13+11,564.57→ 11,564.57 total→ Common Stock (11,564.57 underlying)
Footnotes (2)
- [F1]Pursuant to the SEC staff no-action letters to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015) and to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company or to a closed-end investment company registered under the Investment Company Act of 1940, as amended, respectively, in either case that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
- [F2]On March 13, 2024, the Board of Directors (the "Board") of SLR Investment Corp. (the "Issuer") granted 11,564.5701 restricted stock units ("RSUs") to Mr. Kajee. Shares of the common stock of the Issuer underlying the RSUs are scheduled to vest in installments of 50% on the latter of March 1, 2026 and the date of the opening of the trading window and 50% on the latter of March 1, 2027 and the date of the opening of the trading window. Upon settlement, the RSUs will become payable on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof at the election of the Solar Capital Partners Employee Stock Plan, LLC administrators.
Documents
Issuer
SLR Investment Corp.
CIK 0001418076
Entity typeother
Related Parties
1- filerCIK 0001591497
Filing Metadata
- Form type
- 4
- Filed
- Mar 14, 8:00 PM ET
- Accepted
- Mar 15, 5:07 PM ET
- Size
- 6.7 KB