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4//SEC Filing

Apeiron Investment Group Ltd. 4

Accession 0000950170-24-045120

CIK 0001840904other

Filed

Apr 16, 8:00 PM ET

Accepted

Apr 17, 4:15 PM ET

Size

10.0 KB

Accession

0000950170-24-045120

Insider Transaction Report

Form 4
Period: 2024-04-15
Angermayer Christian
Director10% Owner
Transactions
  • Other

    Convertible Notes

    2024-04-15147,9500 total(indirect: By Apeiron Investment Group Ltd.)
    Common Shares (2,367,200 underlying)
  • Other

    Convertible Notes

    2024-04-15+147,950147,950 total(indirect: By Apeiron Investment Group Ltd.)
    From: 2024-04-15Exp: 2025-09-30Common Shares (2,367,200 underlying)
Transactions
  • Other

    Convertible Notes

    2024-04-15147,9500 total(indirect: By Apeiron Investment Group Ltd.)
    Common Shares (2,367,200 underlying)
  • Other

    Convertible Notes

    2024-04-15+147,950147,950 total(indirect: By Apeiron Investment Group Ltd.)
    From: 2024-04-15Exp: 2025-09-30Common Shares (2,367,200 underlying)
Footnotes (4)
  • [F1]The conversion price for the Convertible Notes is EUR 17.00 per note.
  • [F2]Represents an exchange of Convertible Notes issued by ATAI Life Sciences AG for Convertible Notes issued by the Issuer with substantially similar terms and economics.
  • [F3]Each Convertible Note bears a notional principal amount of EUR 1.00.
  • [F4]The reportable securities are held by Apeiron Investment Group Ltd. ("Apeiron"). Christian Angermayer, as the majority shareholder of Apeiron, may be deemed to beneficially own the securities.

Documents

1 file

Issuer

ATAI Life Sciences N.V.

CIK 0001840904

Entity typeother
IncorporatedMalta

Related Parties

1
  • filerCIK 0001845711

Filing Metadata

Form type
4
Filed
Apr 16, 8:00 PM ET
Accepted
Apr 17, 4:15 PM ET
Size
10.0 KB