Shukla Rajiv 4
4 · Carmell Corp · Filed Jun 10, 2024
Insider Transaction Report
Form 4
Carmell CorpCTCX
Shukla Rajiv
DirectorChief Executive Officer10% Owner
Transactions
- Purchase
Common Stock
2024-05-30$2.50/sh+2,000$5,000→ 70,003 total - Purchase
Common Stock
2024-06-06$2.63/sh+2,100$5,527→ 72,103 total - Purchase
Common Stock
2024-05-28$2.57/sh+20$51→ 68,003 total - Other
Common Stock
2021-07-26+0→ 4,249,908 total(indirect: By LLC)
Footnotes (3)
- [F1]The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.
- [F3]AHAC Sponsor III LLC (the "Sponsor") is the record holder of these shares and reported the ownership of these shares on Form 3 filed with the SEC on July 26, 2021. The Reporting Person is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. The Reporting Person filed a Form 3 related to its indirect beneficial ownership of these shares on July 26, 2021. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.