4//SEC Filing
Shukla Rajiv 4
Accession 0000950170-24-094223
CIK 0001842939other
Filed
Aug 7, 8:00 PM ET
Accepted
Aug 8, 5:39 PM ET
Size
7.9 KB
Accession
0000950170-24-094223
Insider Transaction Report
Form 4
Carmell CorpCTCX
Shukla Rajiv
DirectorChief Executive Officer10% Owner
Transactions
- Award
Stock Option (right to buy)
2024-07-26$1.00/sh+450,000$450,000→ 876,878 totalExercise: $1.00Exp: 2034-07-26→ Common Stock (450,000 underlying)
Holdings
- 72,103
Common Stock
- 4,249,908(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]AHAC Sponsor III LLC (the "Sponsor") is the record holder of these shares and reported the ownership of these shares on Form 3 filed with the SEC on July 26, 2021. The Reporting Person is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. The Reporting Person filed a Form 3 related to its indirect beneficial ownership of these shares on July 26, 2021. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.
- [F2]Options to purchase 450,000 shares of common stock of Carmell Corporation were granted on July 26, 2024 and vest as follows: 25% vested on July 26, 2025 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date.
- [F3]Includes options to purchase 426,878 shares of common stock of Carmell Corporation that were granted on October 9, 2023 and vest as follows: 25% vest on October 9, 2024 and the remaining 75% becomes vested in 36 equal monthly installments thereafter, subject to continued service through each vesting date.
Documents
Issuer
Carmell Corp
CIK 0001842939
Entity typeother
Related Parties
1- filerCIK 0001709033
Filing Metadata
- Form type
- 4
- Filed
- Aug 7, 8:00 PM ET
- Accepted
- Aug 8, 5:39 PM ET
- Size
- 7.9 KB