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4//SEC Filing

KHOSLA VINOD 4

Accession 0000950170-24-097037

CIK 0001819994other

Filed

Aug 13, 8:00 PM ET

Accepted

Aug 14, 4:15 PM ET

Size

21.4 KB

Accession

0000950170-24-097037

Insider Transaction Report

Form 4
Period: 2024-08-12
Transactions
  • Other

    Common Stock

    2024-08-1210,752,5612,688,142 total(indirect: See footnote)
  • Other

    Common Stock

    2024-08-12610,362152,591 total(indirect: See footnote)
Holdings
  • Common Stock

    (indirect: See footnote)
    37,823,617
Transactions
  • Other

    Common Stock

    2024-08-1210,752,5612,688,142 total(indirect: See footnote)
  • Other

    Common Stock

    2024-08-12610,362152,591 total(indirect: See footnote)
Holdings
  • Common Stock

    (indirect: See footnote)
    37,823,617
KHOSLA VINOD
10% Owner
Transactions
  • Other

    Common Stock

    2024-08-12610,362152,591 total(indirect: See footnote)
  • Other

    Common Stock

    2024-08-1210,752,5612,688,142 total(indirect: See footnote)
Holdings
  • Common Stock

    (indirect: See footnote)
    37,823,617
Transactions
  • Other

    Common Stock

    2024-08-12610,362152,591 total(indirect: See footnote)
  • Other

    Common Stock

    2024-08-1210,752,5612,688,142 total(indirect: See footnote)
Holdings
  • Common Stock

    (indirect: See footnote)
    37,823,617
Transactions
  • Other

    Common Stock

    2024-08-12610,362152,591 total(indirect: See footnote)
  • Other

    Common Stock

    2024-08-1210,752,5612,688,142 total(indirect: See footnote)
Holdings
  • Common Stock

    (indirect: See footnote)
    37,823,617
Transactions
  • Other

    Common Stock

    2024-08-1210,752,5612,688,142 total(indirect: See footnote)
  • Other

    Common Stock

    2024-08-12610,362152,591 total(indirect: See footnote)
Holdings
  • Common Stock

    (indirect: See footnote)
    37,823,617
Transactions
  • Other

    Common Stock

    2024-08-1210,752,5612,688,142 total(indirect: See footnote)
  • Other

    Common Stock

    2024-08-12610,362152,591 total(indirect: See footnote)
Holdings
  • Common Stock

    (indirect: See footnote)
    37,823,617
Footnotes (6)
  • [F1]On August 12, 2024, 10,752,561 shares of Common Stock held by Khosla Ventures Seed B, L.P. ("KV Seed B") were distributed to the limited partners and general partners of KV Seed B in a pro rata distribution for no consideration. Of such distributed shares, 5,250,283 shares of Common Stock were received by Khosla Ventures Seed Associates B, LLC ("KVA Seed B").
  • [F2]Consists of securities held of record by KV Seed B, of which KVA Seed B is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA Seed B. Each of KVA Seed B, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV Seed B, and each of KVA Seed B, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV Seed B. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  • [F3]On August 12, 2024, 610,362 shares of Common Stock held by Khosla Ventures Seed B (CF), L.P. ("KV Seed B (CF)") were distributed to the limited partners and general partners of KV Seed B (CF) in pro rata distributions for no consideration. Of such distributed shares, 209,253 shares of Common Stock were received by KVA Seed B.
  • [F4]Consists of securities held of record by KV Seed B (CF), of which KVA Seed B is the general partner. Vinod Khosla is the managing member of VK Services, which is the sole manager of KVA Seed B. Each of KVA Seed B, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV Seed B (CF), and each of KVA Seed B, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV Seed B (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  • [F5]Of the shares distributed by each of KV Seed B and KV Seed B (CF) to KVA Seed B, all of such shares were subsequently distributed by KVA Seed B to the underlying members of KVA Seed B. Of such distributed shares, 4,067,887 shares of Common Stock were received by VK Services. As a result of such distributions, VK Services is now the record owner of 24,597,132 shares of Common Stock, and KVA Seed B is the record owner of no shares of Common Stock.
  • [F6]Consists of securities held of record by Khosla Ventures V, L.P. ("KV V"), of which Khosla Ventures Associates V, LLC ("KVA V") is the general partner. Vinod Khosla is the managing member of VK Services, which is the sole manager of KVA V. Each of KVA V, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV V, and each of KVA V, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV V. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Documents

1 file

Issuer

Rocket Lab USA, Inc.

CIK 0001819994

Entity typeother
IncorporatedCA

Related Parties

1
  • filerCIK 0001032453

Filing Metadata

Form type
4
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 4:15 PM ET
Size
21.4 KB