4//SEC Filing
Sturgeon Patrick A 4
Accession 0000950170-24-100725
CIK 0001842939other
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 7:59 PM ET
Size
8.9 KB
Accession
0000950170-24-100725
Insider Transaction Report
Form 4
Carmell CorpCTCX
Sturgeon Patrick A
CFO and Secretary
Transactions
- Purchase
Common Stock
2024-08-23$0.72/sh+1,587$1,143→ 11,885 total(indirect: By LLC) - Purchase
Common Stock
2024-08-26$0.72/sh+1,587$1,143→ 13,472 total(indirect: By LLC)
Holdings
- 19,220
Common Stock
- 97,038
Common Stock
Footnotes (3)
- [F1]The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.
- [F2]The shares beneficially owned by the Reporting Person include 19,220 shares of common stock that may be acquired pursuant to the exercise of stock options within 60 days of August 26, 2024.
- [F3]Fifty percent (50%) of the shares beneficially owned by the Reporting Person are subject to forfeiture if, in the five years after July 14, 2023, the price of the common stock does not exceed $11.50 for any 20 trading days within any 30-trading day period.
Documents
Issuer
Carmell Corp
CIK 0001842939
Entity typeother
Related Parties
1- filerCIK 0001822507
Filing Metadata
- Form type
- 4
- Filed
- Aug 25, 8:00 PM ET
- Accepted
- Aug 26, 7:59 PM ET
- Size
- 8.9 KB