Bradford Zachary 4
4 · CLEANSPARK, INC. · Filed Sep 13, 2024
Insider Transaction Report
Form 4
CLEANSPARK, INC.CLSK
Bradford Zachary
CFO10% Owner
Transactions
- Exercise/Conversion
Common Stock
2024-09-12+450,000→ 3,245,863 total - Tax Payment
Common Stock
2024-09-12$9.25/sh−177,075$1,637,944→ 3,068,788 total - Exercise/Conversion
Restricted Stock Unit
2024-09-12−450,000→ 450,000 totalExp: 2025-09-12→ Common Stock (450,000 underlying)
Holdings
- 323,864(indirect: By ZRB Holdings Inc.)
Common Stock
- 500,000
Series A Preferred
- 12,000(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as the Chief Executive Officer of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.
- [F2]The Reporting Person is the sole shareholder of ZRB Holdings Inc.
- [F3]Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the vesting and settlement of the above-mentioned RSUs.
- [F4]The Reporting Person is a member of the limited liability company, BlueChip Advisors LLC, that directly owns the reported securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.