HA DAISY Y 4
4 · HOPE BANCORP INC · Filed Nov 7, 2024
Insider Transaction Report
Form 4
HOPE BANCORP INCHOPE
HA DAISY Y
Director
Transactions
- Sale
Common Stock
2024-11-07$13.83/sh−27,104$374,840→ 446,806 total
Holdings
- 141,427(indirect: By Trust)
Common Stock
- 4,404
Non-qualified stock option (right to buy)
Exercise: $14.65Exp: 2025-08-25→ Common Stock (4,404 underlying) - 20,000
Non-qualified stock option (right to buy)
Exercise: $17.18Exp: 2026-09-01→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.76 to $13.95, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.
- [F3]Received in exchange for 6,262 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.