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4//SEC Filing

KING THOMAS C. 4

Accession 0000950170-24-124471

CIK 0000719739other

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 6:05 AM ET

Size

7.0 KB

Accession

0000950170-24-124471

Insider Transaction Report

Form 4
Period: 2024-11-07
Transactions
  • Disposition to Issuer

    Restricted Stock Unit

    2024-11-072970 total
    From: 2023-04-20Exp: 2032-10-25Common Stock (297 underlying)
Holdings
  • Common Stock

    0
Footnotes (3)
  • [F1]On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors.
  • [F2]On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.
  • [F3]Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

Documents

1 file

Issuer

SVB FINANCIAL GROUP

CIK 0000719739

Entity typeother

Related Parties

1
  • filerCIK 0001774975

Filing Metadata

Form type
4
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 6:05 AM ET
Size
7.0 KB