Home/Filings/4/0000950170-24-128080
4//SEC Filing

Meyer James R 4

Accession 0000950170-24-128080

CIK 0001320854other

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 5:15 PM ET

Size

19.7 KB

Accession

0000950170-24-128080

Insider Transaction Report

Form 4
Period: 2024-11-14
Transactions
  • Purchase

    Common Stock

    2024-11-14$10.74/sh+23,400$251,316838,278 total
Holdings
  • Employee Stock Option

    Exercise: $2.73Exp: 2034-01-04Common Stock (241,500 underlying)
    241,500
  • Employee Stock Option

    Exercise: $3.82Exp: 2032-01-17Common Stock (161,402 underlying)
    161,402
  • Employee Stock Appreciation Right

    Exercise: $2.38Exp: 2031-01-05Common Stock (750,000 underlying)
    750,000
  • Employee Stock Option

    Exercise: $16.66Exp: 2028-01-12Common Stock (33,025 underlying)
    33,025
  • Employee Stock Option

    Exercise: $3.22Exp: 2033-01-06Common Stock (188,585 underlying)
    188,585
  • Employee Stock Option

    Exercise: $7.41Exp: 2029-01-14Common Stock (72,959 underlying)
    72,959
  • Common Stock

    (indirect: See footnote)
    17,327
  • Employee Stock Option

    Exercise: $3.81Exp: 2031-01-28Common Stock (113,276 underlying)
    113,276
  • Employee Stock Appreciation Right

    Exercise: $1.66Exp: 2030-01-24Common Stock (332,005 underlying)
    332,005
  • Employee Stock Option

    Exercise: $16.44Exp: 2027-07-31Common Stock (350,000 underlying)
    350,000
Footnotes (12)
  • [F1]Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $10.50 to $10.93. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
  • [F10]On January 14, 2019, the recipient was granted 72,959 options which are fully vested and currently exercisable.
  • [F11]On January 12, 2018, the recipient was granted 33,025 options which are fully vested and currently exercisable.
  • [F12]On July 31, 2017, the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.
  • [F2]The securities are owned by Cinci-Cebu, Inc. James Meyer owns 100% of Cinci-Cebu, Inc. and is deemed to beneficially own all of the securities owned by Cinci-Cebu, Inc.
  • [F3]The options vest in three equal annual installments beginning on January 4, 2025.
  • [F4]Pursuant to Section 3.7 of the Issuer's Executive Severance Plan, awards permit vesting and/or exercisability, as applicable, to continue in accordance with their original terms subsequent to the Reporting Person's resignation from employment.
  • [F5]On January 6, 2023, the recipient was granted 188,585 options. 64,118 options are fully vested and currently exercisable, 62,233 options will vest on January 6, 2025 and 62,234 options will vest on January 6, 2026
  • [F6]On January 17, 2022, the recipient was granted 161,402 options. 108,139 options are fully vested and currently exercisable. 53,263 options will vest on January 17, 2025.
  • [F7]On January 28, 2021, the recipient was granted 113,276 options which are fully vested and currently exercisable.
  • [F8]On January 5, 2021, the recipient was granted 750,000 cash-settled stock appreciation rights which are fully vested and currently exercisable.
  • [F9]On January 24, 2020 the recipient was granted 332,005 cash-settled stock appreciation rights which are fully vested and currently exercisable.

Documents

1 file

Issuer

FreightCar America, Inc.

CIK 0001320854

Entity typeother

Related Parties

1
  • filerCIK 0001713182

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 5:15 PM ET
Size
19.7 KB