4//SEC Filing
MOGLIA JOSEPH H 4
Accession 0000950170-24-129879
CIK 0001591890other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 9:04 PM ET
Size
19.2 KB
Accession
0000950170-24-129879
Insider Transaction Report
Form 4
Cerminara Kyle
DirectorCEO and Chairman10% Owner
Transactions
- Purchase
Common Stock
2024-11-19$35.86/sh+5,000$179,300→ 326,965 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-21$17.59/sh+2,279$40,088→ 66,152 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-19$17.05/sh+3,156$53,810→ 59,287 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-20$16.98/sh+4,586$77,870→ 63,873 total(indirect: By LLC)
Holdings
- 321,965(indirect: By LLC)
Common Stock
Fundamental Global GP, LLC
10% Owner
Transactions
- Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-20$16.98/sh+4,586$77,870→ 63,873 total(indirect: By LLC) - Purchase
Common Stock
2024-11-19$35.86/sh+5,000$179,300→ 326,965 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-19$17.05/sh+3,156$53,810→ 59,287 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-21$17.59/sh+2,279$40,088→ 66,152 total(indirect: By LLC)
Holdings
- 321,965(indirect: By LLC)
Common Stock
MOGLIA JOSEPH H
10% Owner
Transactions
- Purchase
Common Stock
2024-11-19$35.86/sh+5,000$179,300→ 326,965 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-19$17.05/sh+3,156$53,810→ 59,287 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-20$16.98/sh+4,586$77,870→ 63,873 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-21$17.59/sh+2,279$40,088→ 66,152 total(indirect: By LLC)
Holdings
- 321,965(indirect: By LLC)
Common Stock
FG Financial Holdings, LLC
10% Owner
Transactions
- Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-21$17.59/sh+2,279$40,088→ 66,152 total(indirect: By LLC) - Purchase
Common Stock
2024-11-19$35.86/sh+5,000$179,300→ 326,965 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-19$17.05/sh+3,156$53,810→ 59,287 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-20$16.98/sh+4,586$77,870→ 63,873 total(indirect: By LLC)
Holdings
- 321,965(indirect: By LLC)
Common Stock
Footnotes (7)
- [F1]Represents the total number of shares of the Issuer's common stock held by the Reporting Persons following the Issuer's 1-for-25 reverse stock split, which was effective as of October 31, 2024. Prior to the reverse stock split, the Reporting Persons held a total of 8,049,136 shares of the Issuer's common stock.
- [F2]Includes (on a pre-reverse stock split basis) 4,284,334 shares of the Issuer's common stock and 853,619 shares of the Issuer's common stock that were previously reported as being held by Ballantyne Strong Holdings LLC ("BTN Holdings") and by Fundamental Global Holdings LP ("FGHP"), respectively. On July 1, 2024, the shares that were previously reported as being held by BTN Holdings and by FGHP were transferred to FG Financial Holdings LLC ("FGFH"). The transfers did not result in a change in beneficial ownership.
- [F3]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.25 to $36.94, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
- [F4]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.95 to $17.47, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
- [F5]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.55 to $17.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
- [F6]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.00 to $18.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
- [F7]The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, beneficially own in the aggregate 66,152 shares of the Issuer's Preferred Stock and 326,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.
Documents
Issuer
Fundamental Global Inc.
CIK 0001591890
Entity typeother
Related Parties
1- filerCIK 0001187586
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 9:04 PM ET
- Size
- 19.2 KB