4//SEC Filing
MOGLIA JOSEPH H 4
Accession 0000950170-24-130583
CIK 0001591890other
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 4:25 PM ET
Size
14.0 KB
Accession
0000950170-24-130583
Insider Transaction Report
Form 4
MOGLIA JOSEPH H
10% Owner
Transactions
- Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-22$18.28/sh+2,267$41,441→ 68,419 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-25$18.50/sh+2,712$50,172→ 71,131 total(indirect: By LLC)
Holdings
- 326,965(indirect: By LLC)
Common Stock
Fundamental Global GP, LLC
10% Owner
Transactions
- Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-22$18.28/sh+2,267$41,441→ 68,419 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-25$18.50/sh+2,712$50,172→ 71,131 total(indirect: By LLC)
Holdings
- 326,965(indirect: By LLC)
Common Stock
Cerminara Kyle
DirectorCEO and Chairman10% Owner
Transactions
- Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-25$18.50/sh+2,712$50,172→ 71,131 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-22$18.28/sh+2,267$41,441→ 68,419 total(indirect: By LLC)
Holdings
- 326,965(indirect: By LLC)
Common Stock
FG Financial Holdings, LLC
10% Owner
Transactions
- Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-25$18.50/sh+2,712$50,172→ 71,131 total(indirect: By LLC) - Purchase
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
2024-11-22$18.28/sh+2,267$41,441→ 68,419 total(indirect: By LLC)
Holdings
- 326,965(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.00 to $19.59, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
- [F2]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.33 to $18.50, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
- [F3]The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH"), beneficially own in the aggregate 71,131 shares of the Issuer's Preferred Stock and 326,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.
Documents
Issuer
Fundamental Global Inc.
CIK 0001591890
Entity typeother
Related Parties
1- filerCIK 0001187586
Filing Metadata
- Form type
- 4
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 4:25 PM ET
- Size
- 14.0 KB