Home/Filings/4/0000950170-24-131791
4//SEC Filing

MOGLIA JOSEPH H 4

Accession 0000950170-24-131791

CIK 0001591890other

Filed

Nov 28, 7:00 PM ET

Accepted

Nov 29, 1:05 PM ET

Size

13.3 KB

Accession

0000950170-24-131791

Insider Transaction Report

Form 4
Period: 2024-11-26
Transactions
  • Purchase

    Common Stock

    2024-11-26$29.92/sh+3,000$89,760329,965 total(indirect: By LLC)
  • Purchase

    8.00% Cumulative Preferred Stock, Series A, $25.00 par value

    2024-11-26$18.28/sh+7,000$127,96078,131 total(indirect: By LLC)
Transactions
  • Purchase

    8.00% Cumulative Preferred Stock, Series A, $25.00 par value

    2024-11-26$18.28/sh+7,000$127,96078,131 total(indirect: By LLC)
  • Purchase

    Common Stock

    2024-11-26$29.92/sh+3,000$89,760329,965 total(indirect: By LLC)
Transactions
  • Purchase

    Common Stock

    2024-11-26$29.92/sh+3,000$89,760329,965 total(indirect: By LLC)
  • Purchase

    8.00% Cumulative Preferred Stock, Series A, $25.00 par value

    2024-11-26$18.28/sh+7,000$127,96078,131 total(indirect: By LLC)
Cerminara Kyle
DirectorCEO and Chairman10% Owner
Transactions
  • Purchase

    8.00% Cumulative Preferred Stock, Series A, $25.00 par value

    2024-11-26$18.28/sh+7,000$127,96078,131 total(indirect: By LLC)
  • Purchase

    Common Stock

    2024-11-26$29.92/sh+3,000$89,760329,965 total(indirect: By LLC)
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $28.86 to $33.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
  • [F2]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.03 to $19.25, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
  • [F3]The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH"), beneficially own in the aggregate 78,131 shares of the Issuer's Preferred Stock and 329,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.

Documents

1 file

Issuer

Fundamental Global Inc.

CIK 0001591890

Entity typeother

Related Parties

1
  • filerCIK 0001187586

Filing Metadata

Form type
4
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 1:05 PM ET
Size
13.3 KB